Quarterly report which provides a continuing view of a company's financial position

Report of unscheduled material events or corporate event

Notice by closed-end investment companies of intention to call or redeem their own securities

Official notification to shareholders of matters to be brought to a vote ("Proxy")

CORRESP

Form of prospectus reflecting facts events constituting substantive change from last form

EFFECT

Pre-effective amendment to an N-14 8C filing

40-17G

CORRESP