0001372807Q1--12-31false0001372807ptmn:RevolverMemberptmn:AnthemSportsAndEntertainmentIncMember2023-12-310001372807Total Affiliated Investments2024-01-012024-03-310001372807ptmn:JointVentureMember2023-12-310001372807CLO Fund Securities Portfolio Catamaran CLO 2018-1 Ltd. Subordinated Securities, effective interest 25% CLO Fund Securities Maturity 10/27/31 Percentage Ownership 24.8% Initial Acquisition Date 9/27/182023-01-012023-12-310001372807ptmn:FiscalTwoThousandSixteenMember2024-03-310001372807ptmn:RevolverMemberptmn:VbcSpineOpcoLlcMember2023-12-310001372807ptmn:EnterpriseValueValuationTechniqueMemberptmn:MeasurementInputRecoveryRateMultipleMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMember2023-12-310001372807ptmn:TransportationConsumerMember2023-12-310001372807ptmn:JointVenturesMember2023-01-012023-12-310001372807ptmn:MeasurementInputAverageEbitdaMultipleMembersrt:MaximumMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMember2023-12-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrants3 Media: Broadcasting & Subscription Initial Acquisition Date 11/15/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans BetaNXT, Inc. Revolver Banking, Finance, Insurance & Real Estate Interest Rate 9.6% Cash Reference Rate and Spread SOFR+4.25% Maturity 7/1/27, Initial Acquisition Date 7/1/222024-03-310001372807Non-controlled Affiliates BMP Slappey Holdco, LLC Industry Classification - Telecommunications2023-01-012023-12-310001372807us-gaap:FairValueMeasuredAtNetAssetValuePerShareMemberptmn:JointVenturesMemberptmn:AccountingStandardUpdate201104Member2023-12-310001372807Equity Securities Portfolio Kleen-Tech Acquisition, LLC Common Stock Services: Business Initial Acquisition Date 6/9/212024-03-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Class B Media: Broadcasting & Subscription Initial Acquisition Date 9/9/192024-03-310001372807Equity Securities Portfolio DxTx Pain and Spine LLC Common Healthcare & Pharmaceuticals Initial Acquisition Date 6/14/232024-01-012024-03-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMemberus-gaap:MeasurementInputDiscountRateMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Senior Term Loan A High Tech Industries Interest Rate 5.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/202024-03-310001372807Equity Securities Portfolio Prosper Marketplace Class B Preferred Units Consumer goods: Durable Initial Acquisition Date 9/23/132024-01-012024-03-310001372807Debt Securities Portfolio Junior Secured Loans Global Tel*Link Corporation Term Loan (Second Lien) Telecommunications Interest Rate 15.3% Cash Reference Rate and Spread SOFR+10.00% Maturity 11/29/26, Initial Acquisition Date 12/23/192024-03-310001372807ptmn:ReverseStockSplitMember2021-08-2400013728072019-03-290001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Senior Term Loan A High Tech Industries Interest Rate 5.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/202024-01-012024-03-310001372807us-gaap:SecuredOvernightFinancingRateSofrOvernightIndexSwapRateMemberptmn:TwoThousandEighteenTwoSecuredNotesClassClassBRNotesMember2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Hollander Intermediate LLC First Lien Term Loan, Consumer goods: Durable, Interest Rate 14.2% Cash Reference Rate and Spread SOFR+8.75% Floor 2.00% Maturity 09/19/26, Initial Acquisition Date 9/19/222024-03-310001372807Derivatives Portfolio Advantage Capital Holdings LLC Derivatives Banking, Finance, Insurance & Real Estate Initial Acquisition Date 4/14/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. Seventh Amendment Acquisition Loan Chemicals, Plastics and Rubber Interest Rate 12.1% Cash + 1.0% PIK Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 6/26/202024-03-310001372807ptmn:BeverageFoodAndTobaccoMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Luminii LLC First Lien Term Loan B Construction & Building Interest Rate 12.7% Cash Reference Rate and Spread SOFR+7.35% Floor 1.00% Maturity 4/11/25, Initial Acquisition Date 10/28/202024-03-310001372807Debt Securities Portfolio Senior Secured Loans AMCP Pet Holdings, Inc. First Lien Term Loan Beverage, Food and Tobacco Interest Rate 11.8% Cash + 0.8% PIK Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 10/6/26, Initial Acquisition Date 12/9/202023-12-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Super Senior Term Loan B High Tech Industries Interest Rate 9.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/202024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans ELO Touch Solutions, Inc. First Lien Term Loan High Tech Industries Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor Maturity 12/14/25, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807us-gaap:DebtSecuritiesMemberptmn:AccountingStandardUpdate201104Member2023-12-310001372807Equity Securities Portfolio Morae Global Holdings Inc Warrant IT Consulting & Other Services Initial Acquisition Date 10/26/232023-12-310001372807ptmn:CloFundSecuritiesIndustryMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Tactical Air Support, Inc. Term Loan Aerospace and Defense Interest Rate 14.0% Cash Reference Rate and Spread SOFR+8.50% Floor 1.00% Maturity 12/22/28, Initial Acquisition Date 12/22/232023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Accurate Background, LLC Term Loan Services: Business Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 3/26/27, Initial Acquisition Date 10/20/212023-12-310001372807us-gaap:InvestmentsMember2023-01-012023-12-310001372807ptmn:SevenPointThreeSevenFivePercentNotesDueTwoThousandNineteenMember2024-03-310001372807Joint Venture Portfolio Series A-Great Lakes Funding II LLC Joint Ventures Percentage Ownership 12.5% Initial Acquisition Date 8/5/222023-01-012023-12-310001372807Non-controlled Affiliates BMP Slappey Holdco, LLC Industry Classification - Telecommunications2022-12-310001372807Non-controlled Affiliates Zest Acquisition Corp. Industry Classification - Healthcare, Education and Childcare2023-01-012023-12-310001372807CLO Fund Securities Net Asset Value at Fair Value2024-03-310001372807Controlled Affiliates Tank Partners Equipment Holdings, LLC Industry Classification - Energy: Oil & Gas One2022-12-310001372807Equity Securities Portfolio BMP Slappey Holdco, LLC Preferred Stock Telecommunications Initial Acquisition Date 6/9/212024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Global Integrated Flooring Systems Inc. Revolver Consumer goods: Durable Interest Rate 13.7% Cash Reference Rate and Spread SOFR+8.36% Maturity 5/15/24, Initial Acquisition Date 10/28/202024-03-310001372807Debt Securities Portfolio Senior Secured Loans TLE Holdings, LLC Delayed Draw Term Loan Healthcare, Education and Childcare Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 6/28/24, Initial Acquisition Date 12/23/192023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Priority Holdings, LLC First Lien Term Loan High Tech Industries Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 4/22/27, Initial Acquisition Date 4/21/212024-03-310001372807Put option, Advantage Capital Holdings LLC2024-03-310001372807ptmn:SeriesAGreatLakesFundingIiLlcMember2023-09-300001372807ptmn:CloFundSecuritiesMemberptmn:CatamaranClo20181LtdMemberptmn:SubordinatedNotesMember2024-03-310001372807ptmn:DerivativesMember2024-01-012024-03-310001372807ptmn:RevolverMemberptmn:ColonnadeIntermediateLlcMember2023-12-310001372807Controlled Affiliates Flight Lease VII Industry Classification - Aerospace and Defense2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Morae Global Corporation Term Loan IT Consulting & Other Services Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 10/26/26, Initial Acquisition Date 10/26/232023-01-012023-12-310001372807Non-controlled Affiliates GreenPark Infrastructure, LLC Industry Classification - Energy: Electricity One2024-03-310001372807ptmn:FourPointEightSevenFiveNotesDue2026Memberus-gaap:UnsecuredDebtMemberus-gaap:PrivatePlacementMember2021-04-302021-04-300001372807Debt Securities Portfolio Senior Secured Loans Northeast Metal Works LLC Term Loan Metals & Mining Interest Rate 8.0% Cash Maturity 4/5/28, Initial Acquisition Date 1/27/222024-03-310001372807Debt Securities Portfolio Junior Secured Loans Ivanti Software, Inc. Term Loan Second Lien High Tech Industries Interest Rate 12.8% Cash Reference Rate and Spread SOFR+7.25% Floor 0.50% Maturity 12/1/28, Initial Acquisition Date 10/26/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans Bradshaw International Parent Corp. Revolver Consumer goods: Durable Interest Rate 0.5% Cash Floor 1.00% Maturity 10/21/26, Initial Acquisition Date 10/29/212024-01-012024-03-310001372807Equity Securities Portfolio GreenPark Infrastructure, LLC Preferred Equity Energy: Electricity Initial Acquisition Date 6/10/222024-01-012024-03-310001372807ptmn:AdministrationAgreementMember2024-01-012024-03-310001372807Equity Securities Portfolio 4L Ultimate Topco Corporation Common Services: Business Initial Acquisition Date 5/29/202024-03-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/212023-12-310001372807Debt Securities Portfolio Senior Secured Loans Symplr Software, Inc. Term Loan Healthcare & Pharmaceuticals Interest Rate 9.9% Cash Reference Rate and Spread SOFR+4.50% Floor 0.75% Maturity 12/22/27, Initial Acquisition Date 2/2/222024-03-310001372807us-gaap:ValuationTechniqueDiscountedCashFlowMemberptmn:CloFundSecuritiesMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMemberptmn:MeasurementInputRecoveryRateMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans ELO Touch Solutions, Inc. First Lien Term Loan High Tech Industries Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor Maturity 12/14/25, Initial Acquisition Date 10/28/202024-03-310001372807Debt Securities Portfolio Junior Secured Loans Confluence Technologies, Inc. Term Loan Second Lien Services: Business Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 0.50% Maturity 7/23/29, Initial Acquisition Date 7/22/212024-01-012024-03-310001372807ptmn:CloFundSecuritiesMember2023-01-012023-03-310001372807us-gaap:ValuationTechniqueDiscountedCashFlowMemberptmn:CloFundSecuritiesMembersrt:MaximumMemberus-gaap:FairValueInputsLevel3Memberptmn:MeasurementInputRecoveryRateMember2024-03-310001372807ptmn:MeasurementInputAverageEbitdaMultipleMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMembersrt:WeightedAverageMember2024-03-310001372807us-gaap:EquitySecuritiesMemberptmn:RecentTransactionValuationTechniqueMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMemberus-gaap:MeasurementInputDiscountRateMember2024-03-310001372807us-gaap:EquitySecuritiesMember2024-03-310001372807us-gaap:IncomeApproachValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMembersrt:MinimumMemberus-gaap:MeasurementInputDiscountRateMember2023-12-310001372807ptmn:EnergyOilAndGasMember2024-03-310001372807ptmn:JointVenturesMemberus-gaap:FairValueInputsLevel3Memberptmn:AccountingStandardUpdate201104Member2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Keg Logistics LLC Term Loan Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 11/23/27, Initial Acquisition Date 11/23/212024-01-012024-03-310001372807ptmn:CloFundSecuritiesMemberptmn:SubordinatedNotesMemberptmn:JmpCreditAdvisorsCloIvLtdMember2023-12-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Class A Media Broadcasting & Subscription Initial Acquisition Date 9/9/192023-12-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans Global Integrated Flooring Systems Inc. First Lien Term Loan Consumer Goods: Durable Interest Rate 13.8% Cash + 1.0% PIK Reference Rate and Spread SOFR+8.36% Maturity 5/15/24, Initial Acquisition Date 10/28/202023-12-310001372807CLO Subordinated Investments Portfolio JMP Credit Advisors CLO IV Ltd. Subordinated Securities, effective interest 22.0% CLO Fund Securities Maturity 7/17/29 Percentage Ownership 57.2% Initial Acquisition Date 10/22/212024-03-310001372807Equity Securities Portfolio LB NewHoldCo LLC Common Stock Hotel, Gaming & Leisure Initial Acquisition Date 10/2/232024-03-310001372807Debt Securities Portfolio Senior Secured Loans Neptune BidCo US Inc. First Lien Term Loan Media: Broadcasting & Subscription Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 0.50% Maturity 4/11/29, Initial Acquisition Date 11/22/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. Revolver Media: Broadcasting & Subscription Interest 15.2% Cash Reference Rate and Spread SOFR+9.50% Floor 1.00% Maturity 6/30/24, Initial Acquisition Date 8/9/222023-01-012023-12-310001372807us-gaap:InvestmentUnaffiliatedIssuerMember2023-01-012023-03-310001372807Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. Revolver Machinery (Non-Agrclt/Constr/Electr) Interest Rate 0.8% Cash Floor 1.00% Maturity 10/9/24, Initial Acquisition Date 8/22/222023-01-012023-12-310001372807ptmn:RevolverMemberptmn:HWLochnerIncMember2024-03-310001372807ptmn:SeriesAGreatLakesFundingIiLlcMember2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Fortis Payment Systems, LLC Term Loan Diversified Financial Services Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 2/13/26, Initial Acquisition Date 2/13/202024-01-012024-03-310001372807CLO Subordinated Investments Portfolio JMP Credit Advisors CLO V Ltd. Subordinated Securities, effective interest 27.8% CLO Fund Securities Maturity 7/17/30 Percentage Ownership 57.2% Initial Acquisition Date 10/22/212024-01-012024-03-310001372807ptmn:FiscalTwoThousandEighteenMember2024-03-310001372807Equity Securities Portfolio Advantage Capital Holdings LLC Preferred Equity Banking, Finance, Insurance & Real Estate Interest Rate 12.5% PIK Initial Acquisition Date 4/14/222023-01-012023-12-310001372807Total Affiliated Investments2023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. Term Loan Machinery (Non-Agrclt/Constr/Electr) Interest Rate 7.9% Cash + 7.0% PIK Reference Rate and Spread SOFR+2.50% Maturity 10/9/25, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Term Loan Finance Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.25% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Lucky Bucks, LLC Term Loan Hotel, Gaming & Leisure Interest Rate 13.0% Cash Reference Rate and Spread SOFR+7.65% Floor 1.00% Maturity 10/2/28, Initial Acquisition Date 10/2/232024-01-012024-03-310001372807Debt Securities Portfolio Junior Secured Loans TRSO II, Inc. Promissory Note Energy: Oil & Gas Interest Rate 1.7% PIK Maturity 1/24/25, Initial Acquisition Date 1/24/202023-12-310001372807us-gaap:IncomeApproachValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMemberus-gaap:MeasurementInputDiscountRateMembersrt:WeightedAverageMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans One Stop Mailing LLC First Lien Term LoanTransportation: Consumer Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 4/9/27, Initial Acquisition Date 5/7/212023-12-310001372807Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. Term Loan Chemicals, Plastics and Rubber Interest Rate 12.0% Cash + 1.0% PIK Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 7/29/212023-01-012023-12-310001372807ptmn:VbcSpineOpcoLlcMemberptmn:DelayedDrawTermLoanMember2023-12-310001372807Debt Securities Portfolio Junior Secured Loans Confluence Technologies, Inc. Term Loan Second Lien Services: Business Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 0.50% Maturity 7/23/29, Initial Acquisition Date 7/22/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/232023-01-012023-12-310001372807Equity Securities Portfolio Advantage Capital Holdings LLC Class A Membership Units Banking, Finance, Insurance & Real Estate Initial Acquisition Date 4/14/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Sundance Holdings Group, LLC Term Loan Retail Interest Rate 13.5% Cash + 1.5% PIK Reference Rate and Spread SOFR+8.00% Floor 1.00% Maturity 5/1/24, Initial Acquisition Date 10/1/212024-01-012024-03-310001372807us-gaap:RetainedEarningsMember2022-12-310001372807Debt Securities Portfolio Junior Secured Loans Robertshaw US Holding Corp. Initial Term Loan (Second Lien) Capital Equipment Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 1.00% Maturity 2/28/26, Initial Acquisition Date 2/15/182023-01-012023-12-310001372807Equity Securities Portfolio Centric Brands, L.P. Equity Machinery (Non-Agrclt/Constr/Electr) Initial Acquisition Date 10/28/202024-01-012024-03-310001372807us-gaap:EquitySecuritiesMember2023-12-310001372807ptmn:HcapAcquisitionMember2021-06-090001372807Debt Securities Portfolio Junior Secured Loans Qualtek LLC Term Loan Second Lien High Tech Industries Interest Rate 6.4% Cash + 9.0% PIK Reference Rate and Spread SOFR+1.00% Floor 1.00% Maturity 1/14/27, Initial Acquisition Date 7/14/232023-01-012023-12-310001372807Equity Securities Portfolio ProAir HoldCo, LLC Common Stock Capital Equipment Business Initial Acquisition Date 2/11/222023-12-310001372807ptmn:JointVenturesMember2023-01-012023-03-310001372807us-gaap:EquitySecuritiesMemberptmn:AccountingStandardUpdate201104Member2023-12-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrants2 Media: Broadcasting & Subscription Initial Acquisition Date 11/15/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans Datalink, LLC First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.2% Cash Reference Rate and Spread SOFR+6.75% Floor 1.25% Maturity 11/23/26, Initial Acquisition Date 12/8/202023-01-012023-12-310001372807us-gaap:EquitySecuritiesMember2022-12-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Term Loan Finance Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.25% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/222023-12-310001372807Equity Securities Portfolio BMP Slappey Holdco, LLC Preferred Stock Telecommunications Initial Acquisition Date 6/9/212023-12-310001372807us-gaap:FairValueMeasuredAtNetAssetValuePerShareMemberptmn:JointVenturesMemberptmn:AccountingStandardUpdate201104Member2024-03-310001372807us-gaap:FairValueInputsLevel2Member2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Keg Logistics LLC Revolver Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 11/23/27, Initial Acquisition Date 11/23/212024-01-012024-03-310001372807Controlled Affiliates BMP Slappey Investment II Industry Classification - Telecommunications2023-12-310001372807us-gaap:RetainedEarningsMember2024-03-310001372807us-gaap:JuniorLoansMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Delayed Draw Term Loan Finance Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/222024-03-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Common Stock Media: Broadcasting & Subscription Initial Acquisition Date 9/9/192024-03-310001372807Debt Securities Portfolio Senior Secured Loans MAG DS Corp. First Lien Term Loan Aerospace and Defense Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 4/1/27, Initial Acquisition Date 10/28/202024-03-310001372807Debt Securities Portfolio Senior Secured Loans PVHC Holding Corp Term Loan Containers, Packaging and Glass Interest Rate 11.0% Cash + 0.8% PIK Reference Rate and Spread SOFR+5.55% Floor 2.50% Maturity 2/17/27, Initial Acquisition Date 12/23/192023-01-012023-12-310001372807Equity Securities Portfolio Aperture Dodge 18 LLC Equity Banking, Finance, Insurance & Real Estate Initial Acquisition Date 4/22/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC Revolver Healthcare & Pharmaceuticals Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/232023-12-310001372807Debt Securities Portfolio Senior Secured Loans Luminii LLC First Lien Term Loan B Construction & Building Interest Rate 12.7% Cash Reference Rate and Spread SOFR+7.25% Floor 1.00% Maturity 4/11/25, Initial Acquisition Date 10/28/202023-12-310001372807Debt Securities Portfolio Senior Secured Loans Fortis Payment Systems, LLC Term Loan Diversified Financial Services Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 2/13/26, Initial Acquisition Date 2/13/202024-03-310001372807Derivatives Net Asset Value at Fair Value2024-03-310001372807Joint Venture Portfolio Series A-Great Lakes Funding II LLC Joint Ventures Percentage Ownership 12.5% Initial Acquisition Date 8/5/222024-01-012024-03-310001372807ptmn:MediaBroadcastingSubscriptionMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Keg Logistics LLC Revolver Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 11/23/27, Initial Acquisition Date 11/23/212023-12-310001372807Debt Securities Portfolio Senior Secured Loans Lucky Bucks, LLC Term Loan Hotel, Gaming & Leisure Interest Rate 13.0% Cash Reference Rate and Spread SOFR+7.65% Floor 1.00% Maturity 10/2/28, Initial Acquisition Date 10/2/232023-12-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:MeasurementInputPrepaymentRateMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMember2023-12-310001372807Non-controlled Affiliates Northeast Metal Works LLC Industry Classification - Metals & Mining Two2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Premier Imaging, LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 1/2/25, Initial Acquisition Date 12/30/212024-01-012024-03-310001372807us-gaap:PutOptionMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans AIS Holdco, LLC First Lien Term Loan A Banking, Finance, Insurance & Real Estate Interest Rate 10.3% Cash Reference Rate and Spread SOFR+5.00% Floor Maturity 8/15/25, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807ptmn:CloFundSecuritiesMemberptmn:AccountingStandardUpdate201104Member2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Money Transfer Acquisition, Inc. First Lien Term Loan Finance Interest Rate 13.7% Cash Reference Rate and Spread SOFR+8.25% Floor 1.00% Maturity 12/14/27, Initial Acquisition Date 12/14/222024-01-012024-03-310001372807Non-controlled Affiliates Surge Hippodrome Holdings LLC Industry Classification - Services: Business One2022-12-310001372807Equity Securities Portfolio Ohene Holdings B.V. Warrants High Tech Industries Business Initial Acquisition Date 3/13/192024-01-012024-03-310001372807ptmn:RetailIndustryMember2023-12-310001372807CLO Subordinated Investments Portfolio Dryden 30 Senior Loan Fund Subordinated Securities, effective interest 25.3% CLO Fund Securities Maturity 11/1/28 Percentage Ownership 6.8% Initial Acquisition Date 10/10/132024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans PhyNet Dermatology LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Cash Maturity 10/20/29, Initial Acquisition Date 5/10/232024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Delayed Draw Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans American Academy Holdings, LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash + 5.3% PIK Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 1/1/25, Initial Acquisition Date 3/1/222023-01-012023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassA1RRNotesMember2019-07-182019-07-180001372807Call option, HDNet Holdco LLC2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. Term Loan Machinery (Non-Agrclt/Constr/Electr) Interest Rate 7.9% Cash + 7.0% PIK Reference Rate and Spread SOFR+2.50% Maturity 10/9/25, Initial Acquisition Date 10/28/202023-12-310001372807CLO Fund Securities Net Asset Value at Fair Value2023-12-310001372807Controlled Affiliates KCAP Freedom 3, LLC Industry Classification - Joint Venture2024-01-012024-03-310001372807us-gaap:UnsecuredDebtMemberptmn:FourPointEightSevenFiveNotesDue2026Memberus-gaap:PrivatePlacementMember2021-04-300001372807Debt Securities Portfolio Senior Secured Loans H-CA II, LLC Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 16.0% Cash Maturity 4/1/24, Initial Acquisition Date 2/16/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans One Stop Mailing LLC First Lien Term Loan Transportation: Consumer Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 4/29/27, Initial Acquisition Date 5/7/212024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 11/1/26, Initial Acquisition Date 11/1/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Accurate Background, LLC First Lien Term Loan Services: Business Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 3/26/27, Initial Acquisition Date 9/7/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Advantage Capital Holdings LLC Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 8.0% Cash + 5.0% PIK Maturity 4/14/27, Initial Acquisition Date 4/14/222023-01-012023-12-310001372807ptmn:CapitalEquipmentMember2024-03-310001372807ptmn:RetailIndustryMember2024-03-310001372807Debt Securities Portfolio Junior Secured Loans TRSO II, Inc. Promissory Note Energy: Oil & Gas Interest Rate 1.7% PIK Maturity 1/24/25, Initial Acquisition Date 1/24/202023-01-012023-12-310001372807us-gaap:IncomeApproachValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMembersrt:MinimumMemberus-gaap:MeasurementInputDiscountRateMember2024-03-310001372807Non-controlled Affiliates Northeast Metal Works LLC Industry Classification - Metals & Mining Two2023-01-012023-12-310001372807ptmn:DelayedDrawTermLoanFirstLienMemberptmn:DentiveLLCMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC Delayed Draw Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 10.8% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 10/1/212024-03-310001372807ptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:ExpectedSaleProceedsMemberus-gaap:DebtSecuritiesMembersrt:WeightedAverageMember2024-03-310001372807Equity Securities Portfolio Centric Brands, L.P. Equity Machinery (Non-Agrclt/Constr/Electr) Initial Acquisition Date 10/28/202024-03-310001372807ptmn:HcapNotesMember2021-06-092021-06-090001372807Equity Securities Portfolio Northeast Metal Works LLC Preferred Stock Metals & Mining Initial Acquisition Date 6/9/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans MSM Acquisitions, Inc. First Lien Term Loan Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/9/26, Initial Acquisition Date 12/31/202023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Franchise Group, Inc. Term Loan Retail Interest Rate 10.4% Cash Reference Rate and Spread SOFR+4.75% Floor 0.75% Maturity 3/10/26, Initial Acquisition Date 3/18/222024-01-012024-03-310001372807us-gaap:InvestmentAffiliatedIssuerNoncontrolledMember2023-01-012023-03-310001372807Equity Securities Portfolio Equities Net Asset Value at Fair Value2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Bristol Hospice Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/22/26, Initial Acquisition Date 12/22/202024-03-310001372807Derivatives Portfolio Advantage Capital Holdings LLC Derivatives Banking, Finance, Insurance & Real Estate Initial Acquisition Date 4/14/222024-01-012024-03-310001372807Equity Securities Portfolio 4L Ultimate Topco Corporation Common Services: Business Initial Acquisition Date 5/29/202024-01-012024-03-310001372807Joint Venture Net Asset Value at Fair Value2024-03-310001372807ptmn:CloSubordinatedInvestmentsMember2023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Netwrix Corporation Revolver High Tech Industries Interest Rate 0.3% Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. Term Loan Machinery (Non-Agrclt/Constr/Electr) Interest Rate 0.8% Cash Floor 1.00% Maturity 10/9/24, Initial Acquisition Date 8/22/222023-12-310001372807ptmn:StockRepurchaseProgramMember2023-03-062023-03-060001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMembersrt:MaximumMemberus-gaap:FairValueInputsLevel3Memberptmn:MeasurementInputRecoveryRateMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans South Street Securities Holdings, Inc Senior Notes Banking, Finance, Insurance & Real Estate Interest Rate 9.0% Cash Maturity 9/20/27, Initial Acquisition Date 9/20/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Neptune BidCo US Inc. First Lien Term Loan Media: Broadcasting & Subscription Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 0.50% Maturity 4/11/29, Initial Acquisition Date 11/22/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Advantage Capital Holdings LLC Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 8.0% Cash + 5.0% PIK Maturity 4/14/27, Initial Acquisition Date 4/14/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans American Academy Holdings, LLC First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash + 5.3% PIK Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 1/1/25, Initial Acquisition Date 3/1/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/232024-01-012024-03-310001372807ptmn:FinanceMember2024-03-310001372807ptmn:MeasurementInputAverageEbitdaMultipleMemberus-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMember2024-03-310001372807ptmn:NonQualifyingAssetsMember2024-01-012024-03-310001372807Equity Securities Portfolio Morae Global Holdings Inc. Warrants IT Consulting & Other Services Initial Acquisition Date 10/26/232024-01-012024-03-310001372807ptmn:ClassAToRNotesMember2022-01-012022-06-300001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Term Loan Services: Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 2/27/24, Initial Acquisition Date 3/1/212023-01-012023-12-310001372807Equity Securities Portfolio Northeast Metal Works LLC Preferred Stock Metals & Mining Initial Acquisition Date 4/5/232023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassA1TRNotesMember2023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Project Leopard Holdings, Inc. Term Loan High Tech Industries Interest Rate 10.7% Cash Reference Rate and Spread SOFR+5.25% Floor 0.50% Maturity 7/20/29, Initial Acquisition Date 6/15/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Ivanti Software, Inc. First Lien Term Loan High Tech Industries Interest Rate 9.9% Cash Reference Rate and Spread SOFR+4.25% Floor 0.75% Maturity 12/1/27, Initial Acquisition Date 10/12/222023-12-310001372807Equity Securities Portfolio FP WRCA Coinvestment Fund VII, Ltd Class A Shares Capital Equipment Initial Acquisition Date 2/2/072024-03-310001372807Debt Securities Portfolio Senior Secured Loans Franchise Group, Inc. Term Loan Retail Interest Rate 10.4% Cash Reference Rate and Spread SOFR+4.75% Floor 0.75% Maturity 3/10/26, Initial Acquisition Date 3/18/222024-03-310001372807Debt Securities Portfolio Junior Secured Loans Dcert Buyer, Inc. Term Loan (Second Lien) High Tech Industries Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Maturity 2/16/29, Initial Acquisition Date 3/16/212023-01-012023-12-310001372807ptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMember2024-03-310001372807Controlled Affiliates ProAir, LLC Industry Classification - Capital Equipment Two2023-12-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Memberptmn:MeasurementInputRecoveryRateMembersrt:WeightedAverageMember2024-03-310001372807us-gaap:EquitySecuritiesMemberus-gaap:IncomeApproachValuationTechniqueMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMemberus-gaap:MeasurementInputDiscountRateMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans TLE Holdings, LLC Term Loan Healthcare, Education and Childcare Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 6/29/26, Initial Acquisition Date 12/8/202024-01-012024-03-310001372807ptmn:TransportationCargoMember2023-12-310001372807ptmn:DelayedDrawTermLoanFirstLienMemberptmn:DentiveLLCMember2023-12-310001372807ptmn:HealthcareEducationAndChildcareMember2023-12-310001372807ptmn:RevolverMemberptmn:HWLochnerIncMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Qualtek LLC Term Loan High Tech Industries Interest Rate 6.4% Cash + 9.0% PIK Reference Rate and Spread SOFR+1.00% Floor 1.00% Maturity 7/14/25, Initial Acquisition Date 7/14/232023-12-310001372807Debt Securities Portfolio Senior Secured Loans Global Integrated Flooring Systems Inc. First Lien Term Loan Consumer Goods: Durable Interest Rate 13.8% Cash + 1.0% PIK Reference Rate and Spread SOFR+8.36% Maturity 5/15/24, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807ptmn:InvestmentsForFederalIncomeTaxPurposeMember2024-03-310001372807ptmn:ITConsultingAndOtherServicesMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Fortis Payment Systems, LLC Delayed Draw Term Loan Diversified Financial Services Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 2/13/26, Initial Acquisition Date 2/13/202024-01-012024-03-310001372807Controlled Affiliates KCAP Freedom 3, LLC Industry Classification - Joint Venture2023-12-310001372807Equity Securities Portfolio Advantage Capital Holdings LLC Preferred Equity Banking, Finance, Insurance & Real Estate Interest Rate 12.5% PIK Initial Acquisition Date 4/14/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans One Stop Mailing LLC First Lien Term LoanTransportation: Consumer Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 4/9/27, Initial Acquisition Date 5/7/212023-01-012023-12-310001372807Equity Securities Portfolio HDC/HW Holdings, LLC Common Stock High Tech Industries Initial Acquisition Date 10/28/202024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Riskonnect Parent LLC Delayed Draw Term Loan Application Software Interest Rate 0.5% Cash Maturity 12/7/28, Initial Acquisition Date 12/7/212024-01-012024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMember2021-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassA1TRNotesMember2023-12-310001372807Debt Securities Portfolio Junior Secured Loans Lucky Bucks Holdings LLC Promissory Note Hotel, Gaming & Leisure Interest Rate 12.5% PIK Maturity 5/29/28, Initial Acquisition Date 1/14/222023-01-012023-12-310001372807ptmn:StockRepurchaseProgramMember2023-03-060001372807Debt Securities Portfolio Senior Secured Loans Ancile Solutions, Inc. First Lien Term Loan High Tech Industries Interest Rate 15.6% Cash Reference Rate and Spread SOFR+10.00% Floor 1.00% Maturity 6/11/26, Initial Acquisition Date 6/11/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans Morae Global Corporation Term Loan IT Consulting & Other Services Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 10/26/26, Initial Acquisition Date 10/26/232024-01-012024-03-310001372807Equity Securities Portfolio GreenPark Infrastructure, LLC Preferred Equity Energy: Electricity Initial Acquisition Date 6/10/222024-03-310001372807Non-controlled Affiliates BMP Slappey Investment II Industry Classification - Telecommunications2024-03-310001372807Equity Securities Portfolio World Business Lenders, LLC Common Stock Banking, Finance, Insurance & Real Estate Initial Acquisition Date 6/9/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans Bradshaw International Parent Corp. Revolver Consumer goods: Durable Interest Rate 0.5% Cash Floor 1.00% Maturity 10/21/26, Initial Acquisition Date 10/29/212024-03-310001372807Equity Securities Portfolio FP WRCA Coinvestment Fund VII, Ltd Class A Shares Capital Equipment Initial Acquisition Date 2/2/072024-01-012024-03-310001372807us-gaap:CommonStockMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Datalink, LLC First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.2% Cash Reference Rate and Spread SOFR+6.75% Floor 1.00% Maturity 11/23/26, Initial Acquisition Date 12/8/202024-01-012024-03-310001372807Equity Securities PortfolioWorld Business Lenders, LLC Common Stock Banking, Finance, Insurance & Real Estate Business Initial Acquisition Date 6/9/212023-01-012023-12-310001372807us-gaap:RetainedEarningsMember2023-03-310001372807Debt Securities Portfolio Senior Secured Loans Dentive, LLC Revolver Healthcare & Pharmaceuticals Interest Rate 12.3% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/23/28, Initial Acquisition Date 12/23/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Accurate Background, LLC Term Loan Services: Business Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 3/26/27, Initial Acquisition Date 10/20/212023-01-012023-12-310001372807us-gaap:InvestmentAffiliatedIssuerControlledMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Florida Food Products, LLC First Lien Term Loan Beverage, Food and Tobacco Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 10/18/28, Initial Acquisition Date 6/9/222023-12-310001372807us-gaap:IncomeApproachValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMember2024-03-310001372807ptmn:ClassAToRNotesAndBToRNotesMember2022-01-012022-06-300001372807Debt Securities Portfolio Senior Secured Loans Northeast Metal Works LLC Term Loan -Metals & Mining Interest Rate 8.0% Cash Maturity 4/5/28, Initial Acquisition Date 1/27/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Hollander Intermediate LLC First Lien Term Loan, Consumer goods: Durable, Interest Rate 14.2% Cash Reference Rate and Spread SOFR+8.75% Floor 2.00% Maturity 09/19/26, Initial Acquisition Date 9/19/222024-01-012024-03-310001372807Equity Securities Portfolio World Business Lenders, LLC Common Stock Banking, Finance, Insurance & Real Estate Initial Acquisition Date 6/9/212024-01-012024-03-310001372807ptmn:CloFundSecuritiesMemberus-gaap:FairValueInputsLevel3Memberptmn:AccountingStandardUpdate201104Member2024-03-310001372807us-gaap:EquitySecuritiesMember2024-01-012024-03-310001372807Controlled Affiliates Tank Partners Equipment Holdings, LLC Industry Classification - Energy: Oil & Gas2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Term Loan High Tech Industries Interest Rate 10.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/3/222024-01-012024-03-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMemberus-gaap:MeasurementInputDiscountRateMember2023-12-310001372807Non-controlled Affiliates BMP Slappey Investment II Industry Classification - Telecommunications2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Term Loan Finance Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/222024-01-012024-03-310001372807us-gaap:InvestmentAffiliatedIssuerNoncontrolledMember2024-01-012024-03-310001372807ptmn:MediaDiversifiedProductionMember2023-12-310001372807Debt Securities Portfolio Junior Secured Loans Project Leopard Holdings, Inc. 2nd Lien TL High Tech Industries Interest Rate 13.1% Cash Reference Rate and Spread SOFR+7.75% Floor 0.50% Maturity 7/20/30, Initial Acquisition Date 7/20/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Symplr Software, Inc. Term Loan Healthcare & Pharmaceuticals Interest Rate 10.0% Cash Reference Rate and Spread SOFR+4.50% Floor 0.75% Maturity 12/22/27, Initial Acquisition Date 2/2/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Netwrix Corporation First Lien Term Loan High Tech Industries Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans BetaNXT, Inc. First Lien Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 11.1% Cash Reference Rate and Spread SOFR+5.75% Maturity 7/1/29, Initial Acquisition Date 7/1/222023-12-310001372807ptmn:HealthcareEducationAndChildcareMember2024-03-310001372807ptmn:RevolverMemberptmn:LuminiiLlcMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Florida Food Products, LLC Term Loan Beverage, Food and Tobacco Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 10/18/28, Initial Acquisition Date 3/22/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Help Systems Holdings, LLC First Lien Term Loan High Tech Industries Interest Rate 9.5% Cash Reference Rate and Spread SOFR+4.00% Floor 0.75% Maturity 11/19/26, Initial Acquisition Date 11/17/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans JO ET Holdings Limited Term Loan Telecommunications Interest Rate 11.3% Cash + 7.0% PIK Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/15/26, Initial Acquisition Date 12/15/212024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Delayed Draw Term Loan Finance Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.25% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/222024-03-310001372807ptmn:HealthcarePharmaceuticalsMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. Term Loan Machinery (Non-Agrclt/Constr/Electr) Interest Rate 0.8% Cash Floor 1.00% Maturity 10/9/24, Initial Acquisition Date 8/22/222023-01-012023-12-310001372807ptmn:CloFundSecuritiesMemberptmn:Dryden30SeniorLoanFundMemberptmn:SubordinatedNotesMember2024-03-310001372807us-gaap:SecuredOvernightFinancingRateSofrOvernightIndexSwapRateMemberptmn:TwoThousandEighteenTwoSecuredNotesClassA1TRNotesMember2023-01-012023-12-310001372807ptmn:SeriesAGreatLakesFundingIiLlcMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Super Senior Term Loan B High Tech Industries Interest Rate 9.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/202024-03-310001372807us-gaap:RevolvingCreditFacilityMember2020-12-310001372807ptmn:CloFundSecuritiesMemberptmn:Dryden30SeniorLoanFundMemberptmn:SubordinatedNotesMember2023-12-310001372807Debt Securities Portfolio Junior Secured Loans Robertshaw US Holding Corp. Term Loan Second Lien Capital Equipment Maturity 2/28/26, Initial Acquisition Date 2/15/182024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Accurate Background, LLC First Lien Term Loan Services: Business Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 3/26/27, Initial Acquisition Date 9/7/222024-01-012024-03-310001372807Equity Securities Portfolio AAPC Holdings, LLC Equity Healthcare & Pharmaceuticals Initial Acquisition Date 5/18/222024-03-310001372807Equity Securities Portfolio DxTx Pain and Spine LLC Common Healthcare & Pharmaceuticals Initial Acquisition Date 6/14/232023-12-310001372807Debt Securities Portfolio Senior Secured Loans Bristol Hospice Unitranche Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/22/26, Initial Acquisition Date 12/22/202023-01-012023-12-310001372807ptmn:BankingFinanceInsuranceAndRealEstateMember2023-12-310001372807us-gaap:EquitySecuritiesMemberus-gaap:FairValueInputsLevel3Memberptmn:AccountingStandardUpdate201104Member2023-12-310001372807us-gaap:FairValueInputsLevel2Memberptmn:AccountingStandardUpdate201104Member2024-03-310001372807Debt Securities Portfolio Junior Secured Loans Global Tel*Link Corporation Term Loan (Second Lien) Telecommunications Interest Rate 15.5% Cash Reference Rate and Spread SOFR+10.00% Maturity 11/29/26, Initial Acquisition Date 12/23/192023-12-310001372807Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. Term Loan Chemicals, Plastics and Rubber Interest Rate 12.3% Cash + 1.0% PIK Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 11/17/212023-12-310001372807us-gaap:JuniorLoansMember2023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassClassBRNotesMember2024-01-012024-03-310001372807Equity Securities Portfolio LB NewHoldCo LLC Common Stock Hotel, Gaming & Leisure Initial Acquisition Date 10/2/232023-01-012023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassClassA2RNotesMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. Revolver Media: Broadcasting & Subscription Interest Rate 15.1% Cash Reference Rate and Spread SOFR+9.50% Floor 1.00% Maturity 11/15/26, Initial Acquisition Date 11/15/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Senior Term Loan B High Tech Industries Interest Rate 7.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/202023-12-310001372807Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC Delayed Draw Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 5/2/222023-01-012023-12-310001372807us-gaap:AdditionalPaidInCapitalMember2023-01-012023-03-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Common Stock Media: Broadcasting & Subscription Initial Acquisition Date 9/9/192024-01-012024-03-310001372807Total Affiliated Investments2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Bradshaw International Parent Corp. Term Loan Consumer goods: Durable Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 10/21/27, Initial Acquisition Date 10/29/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans MAG DS Corp. First Lien Term Loan Aerospace and Defense Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 4/1/27, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807ptmn:MeasurementInputAverageEbitdaMultipleMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DerivativeMember2024-03-310001372807ptmn:InvestmentsForFederalIncomeTaxPurposeMember2023-12-310001372807Total Non-controlled affiliates2024-03-310001372807us-gaap:UnsecuredDebtMemberptmn:FourPointEightSevenFiveNotesDue2026Memberus-gaap:PrivatePlacementMember2021-06-230001372807Debt Securities Portfolio Senior Secured Loans Morae Global Corporation Term Loan IT Consulting & Other Services Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 10/26/26, Initial Acquisition Date 10/26/232024-03-310001372807Debt Securities Portfolio Senior Secured Loans American Academy Holdings, LLC First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash + 5.3% PIK Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 1/1/25, Initial Acquisition Date 3/1/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Florida Food Products, LLC First Lien Term Loan Beverage, Food and Tobacco Interest Rate 10.3% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 10/18/28, Initial Acquisition Date 6/9/222024-03-310001372807ptmn:AssetManagerAffiliatesMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. Term Loan Chemicals, Plastics and Rubber Interest Rate 12.0% Cash + 1.0% PIK Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 7/29/212023-12-310001372807ptmn:JointVenturesMemberptmn:SeriesAGreatLakesFundingIiLlcMember2024-03-310001372807ptmn:JmpCreditAdvisorsCloVLtdMemberptmn:CloFundSecuritiesMemberptmn:SubordinatedNotesMember2024-03-310001372807us-gaap:FairValueInputsLevel2Memberptmn:AccountingStandardUpdate201104Member2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Money Transfer Acquisition, Inc. First Lien Term Loan Finance Interest Rate 13.7% Cash Reference Rate and Spread SOFR+8.25% Floor 1.00% Maturity 12/14/27, Initial Acquisition Date 12/14/222023-01-012023-12-310001372807us-gaap:RetainedEarningsMember2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans IDC Infusion Services Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Cash Floor 1.00% Maturity 7/7/28, Initial Acquisition Date 7/20/232023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Revolver Services: Business Interest Rate 12.6% Cash Reference Rate and Spread PRIME+7.00% Floor 1.00% Maturity 2/27/24, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans One Stop Mailing LLC First Lien Term Loan Transportation: Consumer Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 4/29/27, Initial Acquisition Date 5/7/212024-03-310001372807us-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:BookValueOfEquityMembersrt:WeightedAverageMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Wonder Love, Inc. Term Loan Media: Diversified & Production Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 1.00% Maturity 11/18/24, Initial Acquisition Date 12/18/192023-12-310001372807ptmn:GarsAcquisitionMember2020-06-242020-06-240001372807ptmn:EnergyElectricityMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. Revolver Media: Broadcasting & Subscription Interest Rate 15.1% Cash Reference Rate and Spread SOFR+9.50% Floor 1.00% Maturity 11/15/26, Initial Acquisition Date 11/15/212024-01-012024-03-310001372807Equity Securities Portfolio Morae Global Holdings Inc. Warrants IT Consulting & Other Services Initial Acquisition Date 10/26/232024-03-310001372807Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC Delayed Draw Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 5/2/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans IDC Infusion Services Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 7/7/28, Initial Acquisition Date 7/20/232024-01-012024-03-310001372807Equity Securities Portfolio ATP Oil & Gas Corporation Limited Term Royalty Interest Energy: Oil & Gas Initial Acquisition Date 12/18/192024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Reception Purchaser, LLC First Lien Term Loan Transportation: Cargo Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 0.75% Maturity 3/24/28, Initial Acquisition Date 4/28/222023-01-012023-12-310001372807ptmn:CapitalEquipmentMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Aventiv Technologies, LLC Term Loan Alternative Carriers Interest Rate 10.5% Cash Reference Rate and Spread SOFR+4.89% Floor 1.00% Maturity 11/1/24, Initial Acquisition Date 12/29/232023-12-310001372807us-gaap:InvestmentUnaffiliatedIssuerMember2023-12-310001372807ptmn:BradshawInternationalParentCorpMemberptmn:DelayedDrawTermLoanMember2023-12-310001372807ptmn:SixPointOneTwoFiveNotesDue2022Memberus-gaap:UnsecuredDebtMember2020-12-310001372807Equity Securities Portfolio ProAir HoldCo, LLC Common Stock Capital Equipment Business Initial Acquisition Date 2/11/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. Revolver Media: Broadcasting & Subscription Interest Rate 15.1% Cash Reference Rate and Spread SOFR+9.50% Floor 1.00% Maturity 11/15/26, Initial Acquisition Date 11/15/212023-12-310001372807Equity Securities Portfolio FP WRCA Coinvestment Fund VII, Ltd Class A Shares Capital Equipment Initial Acquisition Date 2/2/072023-12-310001372807Equity Securities Portfolio Northeast Metal Works LLC Preferred Stock Metals & Mining Interest Rate 10.0% PIK Initial Acquisition Date 4/5/232024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Senior Term Loan B High Tech Industries Interest Rate 7.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/202024-03-310001372807Equity Securities Portfolio Greenpark Infrastructure, Llc Preferred Equity Energy Electricity One Initial Acquisition Date 6/10/222023-01-012023-12-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Common Stock Media Broadcasting & Subscription Initial Acquisition Date 9/9/192023-12-310001372807Controlled Affiliates Series A-Great Lakes Funding II LLC Industry Classification - Joint Venture2023-01-012023-12-310001372807Equity Securities Portfolio Prosper Marketplace Class B Preferred Units Consumer goods: Durable Initial Acquisition Date 9/23/132024-03-310001372807Debt Securities Portfolio Senior Secured Loans HDC/HW Intermediate Holdings, LLC Revolver High Tech Industries Interest Rate 12.8% Cash + 2.0% PIK Reference Rate and Spread SOFR+7.50% Floor 1.00% Maturity 12/21/23, Initial Acquisition Date 10/28/202023-12-310001372807Non-controlled Affiliates Northeast Metal Works LLC Industry Classification - Metals & Mining Two2024-03-310001372807Controlled Affiliates Flight Lease VII Industry Classification - Aerospace and Defense2022-12-310001372807us-gaap:UnsecuredDebtMemberptmn:FourPointEightSevenFiveNotesDue2026Member2024-01-012024-03-310001372807Equity Securities Portfolio Sundance Holdings Group, LLC Common Stock Retail Initial Acquisition Date 10/1/212023-01-012023-12-310001372807us-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Member2023-12-310001372807ptmn:ServicesBusinessMember2024-03-310001372807CLO Fund Securities Portfolio JMP Credit Advisors CLO V LTD Subordinated Securities, effective interest 25.3% CLO Fund Securities Maturity 7/17/30 Percentage Ownership 57.2% Initial Acquisition Date 10/22/212023-01-012023-12-310001372807ptmn:ControlledAffiliatedInvestmentsMembersrt:MinimumMember2024-03-310001372807ptmn:SeriesAGreatLakesFundingIiLlcMember2022-12-310001372807Derivatives Portfolio HDNet Holdco LLC (Anthem) Derivatives Media: Broadcasting & Subscription Initial Acquisition Date 9/9/192024-01-012024-03-310001372807us-gaap:AdditionalPaidInCapitalMember2022-12-310001372807ptmn:AverageSettlementValueMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMembersrt:MinimumMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Delayed Draw Term Loan Finance Interest Rate 11.6% Reference Rate and Spread SOFR+6.25% Floor 0.75% Cash Maturity 8/29/29, Initial Acquisition Date 8/31/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Dodge Data & Analytics LLC Term Loan Construction & Building Interest Rate 9.8% Cash Reference Rate and Spread SOFR+4.75% Floor 0.50% Maturity 2/10/29, Initial Acquisition Date 2/10/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans HDC/HW Intermediate Holdings, LLC First Lien Term Loan A High Tech Industries Interest Rate 12.8% Cash + 2.0% PIK Reference Rate and Spread SOFR+7.50% Floor 1.00% Maturity 12/21/23, Initial Acquisition Date 10/28/202023-12-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Class B Media Broadcasting & Subscription Initial Acquisition Date 9/9/192023-01-012023-12-310001372807ptmn:FourPointEightSevenFiveNotesDue2026Memberus-gaap:PrivatePlacementMember2021-04-300001372807Total controlled affiliates2022-12-310001372807Derivatives Portfolio HDNet Holdco LLC (Anthem) Derivatives Media: Broadcasting & Subscription Initial Acquisition Date 9/9/192023-01-012023-12-310001372807ptmn:AverageSettlementValueMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Delayed Draw Term Loan Services: Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 2/27/24, Initial Acquisition Date 3/1/212023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassA1RRNotesMember2019-07-180001372807Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Cash Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/232023-12-310001372807Equity Securities Portfolio Northeast Metal Works LLC Preferred Stock Metals & Mining Interest Rate 10.0% PIK Initial Acquisition Date 4/5/232024-03-310001372807Debt Securities Portfolio Senior Secured Loans Accurate Background, LLC Term Loan Services: Business Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 3/26/27, Initial Acquisition Date 10/20/212024-03-310001372807Non-controlled Affiliates Navex Topco, Inc. Industry Classification - Electronics2023-01-012023-12-310001372807Debt Securities Portfolio Junior Secured Loans ProAir, LLC Sub Note Capital Equipment Interest Rate 17.8% PIK Maturity 1/31/23, Initial Acquisition Date 3/8/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans TLE Holdings, LLC Delayed Draw Term Loan Healthcare, Education and Childcare Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 6/28/24, Initial Acquisition Date 12/23/192023-12-310001372807Debt Securities Portfolio Senior Secured Loans Morae Global Corporation Revolver IT Consulting & Other Services Interest Rate 0.5% Cash Floor 2.00% Maturity 10/26/26, Initial Acquisition Date 10/26/232023-12-310001372807us-gaap:SeniorLoansMember2024-01-012024-03-310001372807Non-controlled Affiliates GreenPark Infrastructure, LLC Industry Classification - Energy: Electricity One2023-12-310001372807ptmn:CloFundSecuritiesMemberptmn:SubordinatedNotesMember2024-03-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Memberus-gaap:MeasurementInputDiscountRateMembersrt:WeightedAverageMember2024-03-310001372807ptmn:GreenParkInfrastructureLlcMemberptmn:PreferredEquityMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 3/1/212024-01-012024-03-310001372807Debt Securities Portfolio Junior Secured Loans Idera, Inc. Term Loan (Second Lien) High Tech Industries Interest Rate 12.2% Cash Reference Rate and Spread SOFR+6.75% Floor 0.75% Maturity 2/4/29, Initial Acquisition Date 4/29/212024-01-012024-03-310001372807ptmn:ConstructionAndBuildingMember2024-03-310001372807Non-controlled Affiliates Series A-Great Lakes Funding II LLC Industry Classification - Joint Venture2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC First Lien Term Loan Services: Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 2/27/24, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807ptmn:TacticalAirSupportIncMemberptmn:DelayedDrawTermLoanMember2023-12-310001372807ptmn:FiscalTwoThousandNineteenMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Intermedia Holdings, Inc. First Lien Term Loan B High Tech Industries Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 7/21/25, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807ptmn:TelecommunicationsMember2024-03-310001372807ptmn:FiscalTwoThousandThirteenMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Priority Holdings, LLC First Lien Term Loan High Tech Industries Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 4/22/27, Initial Acquisition Date 4/21/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans HDC/HW Intermediate Holdings, LLC Revolver High Tech Industries Interest Rate 12.8% Cash + 2.0% PIK Reference Rate and Spread SOFR+7.50% Floor 1.00% Maturity 12/21/23, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807ptmn:DelayedDrawTermLoanMemberptmn:RiskonnectParentLlcMember2024-03-310001372807ptmn:CloFundSecuritiesMemberptmn:CatamaranClo20141LtdMemberptmn:SubordinatedNotesMember2023-12-310001372807us-gaap:FairValueInputsLevel3Memberptmn:AccountingStandardUpdate201104Member2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Neptune BidCo US Inc. First Lien Term Loan Media: Broadcasting & Subscription Interest Rate 10.5% Cash Reference Rate and Spread SOFR+5.00% Floor 0.50% Maturity 4/11/29, Initial Acquisition Date 11/22/222023-01-012023-12-310001372807ptmn:MetalsMiningMember2024-03-310001372807Controlled Affiliates ProAir, LLC Industry Classififcation - Capital Equipment2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Symplr Software, Inc. Term Loan Healthcare & Pharmaceuticals Interest Rate 10.0% Cash Reference Rate and Spread SOFR+4.50% Floor 0.75% Maturity 12/22/27, Initial Acquisition Date 2/2/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Project Leopard Holdings, Inc. Term Loan High Tech Industries Interest Rate 10.7% Cash Reference Rate and Spread SOFR+5.25% Floor 0.50% Maturity 7/20/29, Initial Acquisition Date 6/15/222023-12-310001372807Equity Securities Portfolio ATP Oil & Gas Corporation Limited Term Royalty Interest Energy Oil & Gas Initial Acquisition Date 12/18/192023-12-310001372807ptmn:CloFundSecuritiesMemberus-gaap:FairValueInputsLevel3Memberptmn:AccountingStandardUpdate201104Member2023-12-310001372807Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. Term Loan Chemicals, Plastics and Rubber Interest Rate 12.1% Cash + 1.0% PIK Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 7/29/212024-01-012024-03-310001372807Equity Securities Portfolio Tank Partners Equipment Holdings LLC Class A Units Energy: Oil & Gas Business Initial Acquisition Date 2/15/192023-01-012023-12-310001372807ptmn:TwoThousandEighteenTwoSubordinatedNotesMember2020-10-280001372807Debt Securities Portfolio Senior Secured Loans BetaNXT, Inc. First Lien Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 11.1% Cash Reference Rate and Spread SOFR+5.75% Maturity 7/1/29, Initial Acquisition Date 7/1/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Revolver Finance Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.25% Floor 0.75% Maturity 8/31/28, Initial Acquisition Date 8/31/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Luminii LLC Revolver Construction & Building Interest Rate 12.7% Cash Reference Rate and Spread SOFR+7.35% Floor 1.00% Maturity 4/11/25, Initial Acquisition Date 10/28/202024-03-310001372807Debt Securities Portfolio Senior Secured Loans Help Systems Holdings, LLC First Lien Term Loan High Tech Industries Interest Rate 9.5% Cash Reference Rate and Spread SOFR+4.00% Floor 0.75% Maturity 11/19/26, Initial Acquisition Date 11/17/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans BetaNXT, Inc. First Lien Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 11.1% Cash Reference Rate and Spread SOFR+5.75% Maturity 7/1/29, Initial Acquisition Date 7/1/222024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Lifescan Global Corporation First Lien Term Loan A Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/31/26, Initial Acquisition Date 10/28/202024-03-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Member2023-12-310001372807srt:MaximumMemberus-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:BookValueOfEquityMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Florida Food Products, LLC Term Loan Beverage, Food and Tobacco Interest Rate 10.5% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 10/18/28, Initial Acquisition Date 3/22/222023-01-012023-12-3100013728072023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Symplr Software, Inc. Term Loan Healthcare & Pharmaceuticals Interest Rate 9.9% Cash Reference Rate and Spread SOFR+4.50% Floor 0.75% Maturity 12/22/27, Initial Acquisition Date 2/2/222024-01-012024-03-310001372807Equity Securities Portfolio Advantage Capital Holdings LLC Class A Membership Units Banking, Finance, Insurance & Real Estate Initial Acquisition Date 3/31/202024-03-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Memberptmn:MeasurementInputRecoveryRateMembersrt:WeightedAverageMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Riskonnect Parent LLC Term Loan Application Software Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 0.75% Maturity 12/7/28, Initial Acquisition Date 12/7/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans Northeast Metal Works LLC Term Loan -Metals & Mining Interest Rate 8.0% Cash Maturity 4/5/28, Initial Acquisition Date 1/27/222023-01-012023-12-310001372807ptmn:GarrisonCapitalEquityHoldingsIiLlcMember2024-01-012024-03-310001372807Non-controlled Affiliates Northeast Metal Works LLC Industry Classification - Metals & Mining2024-01-012024-03-310001372807Equity Securities Portfolio GreenPark Infrastructure, LLC Preferred Equity Energy: Electricity One Initial Acquisition Date 6/10/222024-01-012024-03-310001372807Joint Venture Portfolio Series A-Great Lakes Funding II LLC Joint Ventures Percentage Ownership 12.5% Initial Acquisition Date 8/5/222023-12-310001372807ptmn:AssetManagerAffiliatesMember2023-01-012023-12-310001372807Debt Securities Portfolio Junior Secured Loans Lucky Bucks Holdings LLC Promissory Note Hotel, Gaming & Leisure Interest Rate 12.5% PIK Maturity 5/29/28, Initial Acquisition Date 1/14/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. Revolver Media: Broadcasting & Subscription Interest Rate 15.1% Cash Reference Rate and Spread SOFR+9.50% Floor 1.00% Maturity 11/15/26, Initial Acquisition Date 11/15/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans Radius Aerospace, Inc. Initial Term Loan Aerospace and Defense Interest Rate 11.3% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 3/29/25, Initial Acquisition Date 12/23/192023-01-012023-12-310001372807ptmn:SixPointOneTwoFiveNotesDue2022Member2018-01-012018-12-310001372807ptmn:GreenParkInfrastructureLlcMemberptmn:PreferredEquityMember2023-12-310001372807Equity Securities Portfolio Tank Partners Equipment Holdings LLC Class A Units Energy: Oil & Gas Initial Acquisition Date 2/15/192024-01-012024-03-310001372807ptmn:SevenPointThreeSevenFivePercentNotesDueTwoThousandNineteenMember2013-01-012013-12-310001372807Equity Securities Portfolio 4L Ultimate Topco Corporation Common Services: Business Initial Acquisition Date 5/29/202023-12-310001372807us-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMemberptmn:AccountingStandardUpdate201104Member2023-12-310001372807Non-controlled Affiliates Surge Hippodrome Holdings LLC Industry Classification - Services: Business2022-12-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMembersrt:MaximumMemberus-gaap:MeasurementInputDefaultRateMemberus-gaap:FairValueInputsLevel3Member2024-03-310001372807Equity Securities Portfolio Advantage Capital Holdings LLC Class A Membership Units Banking, Finance, Insurance & Real Estate Initial Acquisition Date 4/14/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans PhyNet Dermatology LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Cash Floor 1.00% Maturity 10/20/29, Initial Acquisition Date 5/10/232023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassClassBRNotesMember2023-12-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:MeasurementInputDefaultRateMemberus-gaap:FairValueInputsLevel3Membersrt:WeightedAverageMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Revolver Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans American Academy Holdings, LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash + 5.3% PIK Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 1/1/25, Initial Acquisition Date 3/1/222024-03-310001372807Non-controlled Affiliates GreenPark Infrastructure, LLC Industry Classification - Energy: Electricity2023-12-310001372807Debt Securities Portfolio Senior Secured Loans AMCP Pet Holdings, Inc. First Lien Term Loan Beverage, Food and Tobacco Interest Rate 11.8% Cash + 0.8% PIK Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 10/6/26, Initial Acquisition Date 12/9/202023-01-012023-12-310001372807CLO Fund Securities Portfolio JMP Credit Advisors CLO IV LTD Subordinated Securities, effective interest 19.8% CLO Fund Securities Maturity 7/17/29 Percentage Ownership 57.2% Initial Acquisition Date 10/22/212023-12-310001372807ptmn:ContainersPackagingAndGlassMember2023-12-310001372807ptmn:FourPointEightSevenFiveNotesDue2026Memberus-gaap:UnsecuredDebtMember2021-12-310001372807Debt Securities Portfolio Senior Secured Loans JO ET Holdings Limited Term Loan Telecommunications Interest Rate 11.4% Cash + 7.0% PIK Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/15/26, Initial Acquisition Date 12/15/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans MSM Acquisitions, Inc. Delayed Draw Term Loan Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/9/26, Initial Acquisition Date 1/1/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans H.W. Lochner, Inc. Term Loan Services: Business Interest Rate 11.8% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 7/2/27, Initial Acquisition Date 7/2/212023-12-310001372807Equity Securities Portfolio Carestream Health Holdings, Inc Common Stock Healthcare & Pharmaceuticals Initial Acquisition Date 9/30/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. Revolver Media: Broadcasting & Subscription Interest 15.1% Cash Reference Rate and Spread SOFR+9.50% Floor 1.00% Maturity 6/30/24, Initial Acquisition Date 8/9/222024-03-310001372807CLO Subordinated Investments Portfolio Dryden 30 Senior Loan Fund Subordinated Securities, effective interest 25.3% CLO Fund Securities Maturity 11/1/28 Percentage Ownership 6.8% Initial Acquisition Date 10/10/132024-03-310001372807Debt Securities Portfolio Senior Secured Loans H.W. LOCHNER, INC. Term Loan Services: Business Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Maturity 7/2/27, Initial Acquisition Date 7/2/212024-01-012024-03-310001372807Controlled Affiliates ProAir, LLC Industry Classification - Capital Equipment One2024-03-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:MeasurementInputPrepaymentRateMemberus-gaap:FairValueInputsLevel3Membersrt:WeightedAverageMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Tactical Air Support, Inc. Delayed Draw Term Loan Aerospace and Defense Interest Rate 0.8% Cash Floor 1.00% Maturity 12/22/28, Initial Acquisition Date 12/22/232023-12-310001372807us-gaap:DebtSecuritiesMember2023-12-310001372807Debt Securities Portfolio Junior Secured Loans Ivanti Software, Inc. Term Loan Second Lien High Tech Industries Interest Rate 12.9% Cash Reference Rate and Spread SOFR+7.25% Floor 0.50% Maturity 12/1/28, Initial Acquisition Date 10/26/212023-12-310001372807Debt Securities Portfolio Senior Secured Loans Reception Purchaser, LLC First Lien Term Loan Transportation: Cargo Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 0.75% Maturity 3/24/28, Initial Acquisition Date 4/28/222024-01-012024-03-310001372807ptmn:SixPointOneTwoFiveNotesDue2022Memberus-gaap:UnsecuredDebtMember2019-12-310001372807Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Cash Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/232023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC Revolver Banking, Finance, Insurance & Real Estate Interest Rate 0.5% Cash Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 5/2/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Help Systems Holdings, Inc First Lien Term Loan, High Tech Industries, Interest Rate 9.4% Cash Reference Rate and Spread SOFR+4.00% Floor 0.75% Maturity 11/19/26, Initial Acquisition Date 11/17/222024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMember2024-03-310001372807Non-controlled Affiliates Northeast Metal Works LLC Industry Classification - Metals & Mining Three2024-01-012024-03-310001372807Joint Venture Net Asset Value at Fair Value2023-12-310001372807ptmn:RevolverMemberptmn:DentiveLLCMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Senior Term Loan A High Tech Industries Interest Rate 5.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/202023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/232024-01-012024-03-310001372807us-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:BookValueOfEquityMembersrt:WeightedAverageMember2024-03-310001372807ptmn:SeniorUnsecuredBondMember2024-03-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMemberus-gaap:MeasurementInputDiscountRateMember2024-03-310001372807ptmn:RecentTransactionValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMembersrt:MinimumMemberus-gaap:MeasurementInputDiscountRateMember2023-12-310001372807ptmn:ApplicationSoftwareMember2023-12-310001372807Non-controlled Affiliates Surge Hippodrome Holdings LLC Industry Classification - Services: Business One2023-01-012023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassClassA2RNotesMember2023-01-012023-12-310001372807ptmn:AlternativeCarriersMember2023-12-310001372807Equity Securities Portfolio Qualtek LLC Equity High Tech Industries Initial Acquisition Date 7/14/232023-01-012023-12-310001372807us-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:MeasurementInputAverageEbitdaMultipleWaccMembersrt:WeightedAverageMember2023-12-3100013728072024-03-112024-03-110001372807us-gaap:EquitySecuritiesMember2023-01-012023-03-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Class B Media Broadcasting & Subscription Initial Acquisition Date 9/9/192023-12-310001372807ptmn:DiversifiedFinancialServicesMember2024-03-310001372807Debt Securities Portfolio Junior Secured Loans ProAir, LLC Sub Note Capital Equipment Interest Rate 17.8% PIK Maturity 1/31/23, Initial Acquisition Date 3/8/222024-01-012024-03-310001372807ptmn:CloFundSecuritiesIndustryMember2024-03-310001372807Non-controlled Affiliates Navex Topco, Inc. Industry Classification - Electronics2022-12-310001372807Debt Securities Portfolio Senior Secured Loans Radiology Partners, Inc Term B Loan (First Lien) Healthcare & Pharmaceuticals Interest Rate 10.2% Cash Reference Rate and Spread SOFR+4.25% Maturity 7/9/25, Initial Acquisition Date 1/26/212023-12-310001372807us-gaap:IncomeApproachValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMemberus-gaap:MeasurementInputDiscountRateMembersrt:WeightedAverageMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. Term Loan Media: Broadcasting & Subscription Interest Rate 3.0% Cash + 12.2% PIK Reference Rate and Spread SOFR+3.00% Floor 1.00% Maturity 11/15/26, Initial Acquisition Date 11/15/212024-01-012024-03-310001372807us-gaap:RevolvingCreditFacilityMember2023-12-310001372807Debt Securities Portfolio Junior Secured Loans Phoenix Guarantor Inc. Term Loan Second Lien Healthcare & Pharmaceuticals Interest Rate 14.0% Cash Reference Rate and Spread SOFR+8.50% Floor 1.00% Maturity 3/5/27, Initial Acquisition Date 12/18/192023-12-310001372807Controlled Affiliates Tank Partners Equipment Holdings, LLC Industry Classification - Energy: Oil & Gas One2024-03-310001372807Controlled Affiliates GreenPark Infrastructure, LLC Industry Classification - Energy: Electricity2022-12-310001372807ptmn:EnergyOilAndGasMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Synamedia Americas Holdings, Inc. Term Loan Interactive Media & Services Interest Rate 13.1% Cash Reference Rate and Spread SOFR+7.75% Floor 1.00% Maturity 12/5/28, Initial Acquisition Date 12/5/232023-01-012023-12-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Member2024-03-310001372807Debt Securities Portfolio Senior Secured Loans South Street Securities Holdings, Inc Senior Notes Banking, Finance, Insurance & Real Estate Interest Rate 9.0% Cash Maturity 9/20/27, Initial Acquisition Date 9/20/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Project Castle, Inc. First Lien Term Loan Transportation: Cargo Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 0.50% Maturity 6/8/29, Initial Acquisition Date 6/9/222023-01-012023-12-310001372807ptmn:FinanceMember2023-12-310001372807ptmn:HcapNotesMember2021-06-090001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:MeasurementInputPrepaymentRateMemberus-gaap:FairValueInputsLevel3Membersrt:WeightedAverageMember2024-03-310001372807Non-controlled Affiliates Northeast Metal Works LLC Industry Classification - Metals & Mining One2023-12-310001372807Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC Revolver Healthcare & Pharmaceuticals Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/232024-01-012024-03-310001372807Controlled Affiliates Tank Partners Equipment Holdings, LLC Industry Classification - Energy: Oil & Gas One2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Delayed Draw Term Loan Services: Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 2/27/24, Initial Acquisition Date 10/28/202023-12-310001372807ptmn:RevolverMemberptmn:TaWegHoldingsLlcMember2024-03-310001372807Debt Securities Portfolio Junior Secured Loans ProAir, LLC Sub Note Capital Equipment Interest Rate 17.8% PIK Maturity 1/31/23, Initial Acquisition Date 3/8/222023-12-310001372807Equity Securities Portfolio EBSC Holdings LLC Preferred Equity Consumer goods: Durable Initial Acquisition Date 3/29/242024-03-310001372807Debt Securities Portfolio Senior Secured Loans H-CA II, LLC Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 16.0% Cash Maturity 4/1/24, Initial Acquisition Date 2/16/212023-01-012023-12-310001372807Equity Securities Portfolio Carestream Health Holdings, Inc Common Stock Healthcare & Pharmaceuticals Initial Acquisition Date 9/30/222024-03-310001372807Debt Securities Portfolio Senior Unsecured Bond Tank Partners Equipment Holdings LLC 10.00% - 02/2022 -TankConvert Energy Oil & Gas Interest Rate 10.0% PIK Maturity 2/15/22, Initial Acquisition Date 2/15/192023-12-310001372807us-gaap:RevolvingCreditFacilityMember2022-12-310001372807us-gaap:FairValueInputsLevel3Member2024-03-310001372807Debt Securities Portfolio Senior Secured Loans H.W. Lochner, Inc. Revolver Services: Business Interest Rate 11.8% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 7/2/27, Initial Acquisition Date 7/2/212023-12-310001372807Debt Securities Portfolio Senior Secured Loans Ivanti Software, Inc. First Lien Term Loan High Tech Industries Interest Rate 9.9% Cash Reference Rate and Spread SOFR+4.25% Floor 0.75% Maturity 12/1/27, Initial Acquisition Date 10/12/222023-01-012023-12-310001372807ptmn:MachineryMember2023-12-310001372807Put option, Advantage Capital Holdings LLC2023-01-012023-12-310001372807Equity Securities Portfolio BMP Slappey Holdco, LLC Preferred Stock Telecommunications Initial Acquisition Date 6/9/212024-03-310001372807Equity Securities Portfolio Everyware Global, Inc. Common Consumer Goods Durable Initial Acquisition Date 10/28/202023-12-310001372807Debt Securities Portfolio Senior Secured Loans Dentive, LLC Delayed Draw Term Loan - First Lien Healthcare & Pharmaceuticals Interest Rate 12.3% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/26/28, Initial Acquisition Date 12/23/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Florida Food Products, LLC First Lien Term Loan Beverage, Food and Tobacco Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 10/18/28, Initial Acquisition Date 6/9/222023-01-012023-12-310001372807Equity Securities Portfolio Advantage Capital Holdings LLC Class A Membership Units Banking, Finance, Insurance & Real Estate Initial Acquisition Date 3/31/202023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans MSM Acquisitions, Inc. Delayed Draw Term Loan Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/9/26, Initial Acquisition Date 1/1/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. Term Loan Machinery (Non-Agrclt/Constr/Electr) Interest Rate 10.8% Cash + 2.0% PIK Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 2/6/31, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Memberus-gaap:MeasurementInputDiscountRateMembersrt:WeightedAverageMember2023-12-310001372807us-gaap:EquitySecuritiesMember2023-01-012023-12-310001372807ptmn:RevolverMemberptmn:BetaNxtIncMember2024-03-310001372807us-gaap:UnsecuredDebtMemberptmn:FourPointEightSevenFiveNotesDue2026Memberus-gaap:PrivatePlacementMember2021-06-232021-06-230001372807Equity Securities Portfolio EBSC Holdings LLC Preferred Equity Consumer goods: Durable Initial Acquisition Date 3/29/242024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Riddell Inc Delayed Draw Term Loan - First Lien Consumer goods: Durable Reference Rate and Spread SOFR+0.00% Maturity 3/29/29, Initial Acquisition Date 3/29/242024-03-310001372807ptmn:JointVenturesMember2023-12-310001372807CLO Subordinated Investments Portfolio Catamaran CLO 2014-1 Ltd. Subordinated Securities, effective interest 13.7% CLO Fund Securities Maturity 4/20/30 Percentage Ownership 22.2% Initial Acquisition Date 5/6/142024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassA1TRNotesMember2024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMember2023-03-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrants3 Media: Broadcasting & Subscription Initial Acquisition Date 11/15/212024-01-012024-03-310001372807us-gaap:AdditionalPaidInCapitalMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Tactical Air Support, Inc. Delayed Draw Term Loan Aerospace and Defense Interest Rate 0.8% Cash Maturity 12/22/28, Initial Acquisition Date 12/22/232024-03-310001372807us-gaap:EquitySecuritiesMemberptmn:RecentTransactionValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:MeasurementInputDiscountRateMember2023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassClassA2RNotesMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/212023-01-012023-12-310001372807ptmn:NetwrixCorporationMemberptmn:DelayedDrawTermLoanFirstLienMember2024-03-310001372807us-gaap:RevolvingCreditFacilityMember2024-03-310001372807ptmn:ChemicalsPlasticsAndRubberMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans MSM Acquisitions, Inc. First Lien Term Loan Services: Business Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/9/26, Initial Acquisition Date 12/31/202024-03-310001372807ptmn:FourPointEightSevenFiveNotesDue2026Member2024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassClassBRNotesMember2024-03-310001372807Equity Securities Portfolio BMP Slappey Investment II Preferred Stock Telecommunications Initial Acquisition Date 6/9/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans Sundance Holdings Group, LLC Term Loan Retail Interest Rate 13.5% Cash + 9.5% PIK Reference Rate and Spread SOFR+8.00% Floor 1.00% Maturity 5/1/24, Initial Acquisition Date 10/1/212023-12-310001372807Equity Securities Portfolio Northeast Metal Works LLC Preferred Stock Metals & Mining Initial Acquisition Date 6/9/212023-12-310001372807ptmn:AssetManagerAffiliatesMember2023-12-310001372807Debt Securities Portfolio Junior Secured Loans Confluence Technologies, Inc. Term Loan Second Lien Services: Business Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 0.50% Maturity 7/23/29, Initial Acquisition Date 7/22/212023-01-012023-12-310001372807CLO Fund Securities Portfolio JMP Credit Advisors CLO IV LTD Subordinated Securities, effective interest 19.8% CLO Fund Securities Maturity 7/17/29 Percentage Ownership 57.2% Initial Acquisition Date 10/22/212023-01-012023-12-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:MeasurementInputDefaultRateMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Revolver Healthcare & Pharmaceuticals Interest Rate 0.5% Cash Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/212023-12-310001372807ptmn:SevenPointThreeSevenFivePercentNotesDueTwoThousandNineteenMember2016-01-012016-12-310001372807CLO Fund Securities Portfolio Catamaran CLO 2018-1 Ltd. Subordinated Securities, effective interest 25% CLO Fund Securities Maturity 10/27/31 Percentage Ownership 24.8% Initial Acquisition Date 9/27/182023-12-310001372807ptmn:RevolverMemberptmn:AnthemSportsAndEntertainmentIncMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Intermedia Holdings, Inc. First Lien Term Loan B High Tech Industries Interest Rate 11.4% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 7/21/25, Initial Acquisition Date 10/28/202024-03-310001372807Joint Venture Portfolio Series A-Great Lakes Funding II LLC Joint Ventures Percentage Ownership 12.5% Initial Acquisition Date 8/5/222024-03-310001372807ptmn:MeasurementInputAverageEbitdaMultipleMemberus-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Membersrt:WeightedAverageMember2023-12-310001372807ptmn:FourPointEightSevenFiveNotesDue2026Member2023-03-310001372807Non-controlled Affiliates GreenPark Infrastructure, LLC Industry Classification - Energy: Electricity2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Senior Term Loan B High Tech Industries Interest Rate 7.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/202024-01-012024-03-310001372807ptmn:InteractiveMediaAndServicesMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Franchise Group, Inc. First Out Term Loan Retail Interest Rate 10.4% Cash Reference Rate and Spread SOFR+4.75% Floor 0.75% Maturity 2/25/26, Initial Acquisition Date 3/18/222023-01-012023-12-310001372807us-gaap:ValuationTechniqueDiscountedCashFlowMemberptmn:CloFundSecuritiesMemberus-gaap:MeasurementInputDefaultRateMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Dentive, LLC Revolver Healthcare & Pharmaceuticals Interest Rate 12.3% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/23/28, Initial Acquisition Date 12/23/222024-01-012024-03-310001372807Total controlled affiliates2023-12-310001372807ptmn:NonControlledAffiliatedInvestmentsMembersrt:MinimumMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Ancile Solutions, Inc. First Lien Term Loan High Tech Industries Interest Rate 15.7% Cash Reference Rate and Spread SOFR+10.00% Floor 1.00% Maturity 6/11/26, Initial Acquisition Date 6/11/212023-12-310001372807ptmn:EnergyElectricityMember2024-03-310001372807us-gaap:SecuredOvernightFinancingRateSofrOvernightIndexSwapRateMemberptmn:GlprfLlcMember2022-04-280001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Memberus-gaap:MeasurementInputDiscountRateMembersrt:WeightedAverageMember2024-03-310001372807srt:MaximumMemberptmn:RecentTransactionValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMemberus-gaap:MeasurementInputDiscountRateMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Dentive, LLC First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/26/28, Initial Acquisition Date 12/23/222023-01-012023-12-310001372807ptmn:SevenPointThreeSevenFivePercentNotesDueTwoThousandNineteenMember2015-01-012015-12-310001372807Non-controlled Affiliates Northeast Metal Works LLC Industry Classification - Metals & Mining Two2023-12-310001372807ptmn:GarrisonCapitalEquityHoldingsIiLlcMember2023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 11/1/26, Initial Acquisition Date 11/1/212023-12-310001372807Non-controlled Affiliates Kleen-Tech Acquisition, LLC Industry Classification - Services: Business 2022-12-310001372807us-gaap:FairValueInputsLevel3Member2023-12-310001372807Debt Securities Portfolio Junior Secured Loans Lucky Bucks Holdings LLC Promissory Note Hotel, Gaming & Leisure Interest Rate 12.5% PIK Maturity 5/29/28, Initial Acquisition Date 1/14/222024-01-012024-03-310001372807us-gaap:PutOptionMember2024-03-310001372807ptmn:AccountingStandardUpdate201104Member2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Keg Logistics LLC Revolver Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 11/23/27, Initial Acquisition Date 11/23/212024-03-310001372807us-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:MeasurementInputAverageEbitdaMultipleWaccMembersrt:MinimumMember2024-03-310001372807Equity Securities Portfolio Sundance Holdings Group, LLC Common Stock Retail Initial Acquisition Date 10/1/212024-01-012024-03-310001372807Equity Securities Portfolio Sundance Holdings Group, LLC Common Stock Retail Initial Acquisition Date 10/1/212023-12-310001372807Debt Securities Portfolio Senior Secured Loans American Academy Holdings, LLC First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash + 5.3% PIK Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 1/1/25, Initial Acquisition Date 3/1/222023-01-012023-12-310001372807Debt Securities Portfolio Junior Secured Loans Lucky Bucks Holdings LLC Promissory Note Hotel, Gaming & Leisure Interest Rate 12.5% PIK Maturity 5/29/28, Initial Acquisition Date 1/14/222023-12-310001372807us-gaap:FairValueInputsLevel2Memberus-gaap:DebtSecuritiesMemberptmn:AccountingStandardUpdate201104Member2023-12-310001372807Debt Securities Portfolio Senior Secured Loans PhyNet Dermatology LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Cash Maturity 10/20/29, Initial Acquisition Date 5/10/232024-03-310001372807Debt Securities Portfolio Senior Secured Loans Net Asset Value at Fair Value2023-12-310001372807Controlled Affiliates Tank Partners Equipment Holdings, LLC Industry Classification - Energy: Oil & Gas One2023-12-31000137280714.5% PIK Maturity 3/1/28, Initial Acquisition Date 3/1/22 Debt Securities Portfolio Senior Secured Loans American Academy Holdings, LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 14.5% PIK Maturity 3/1/28, Initial Acquisition Date 3/1/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 3/2/222024-03-310001372807ptmn:ContainersPackagingAndGlassMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Synamedia Americas Holdings, Inc. Term Loan Interactive Media & Services Interest Rate 13.1% Cash Reference Rate and Spread SOFR+7.75% Floor 1.00% Maturity 12/5/28, Initial Acquisition Date 12/5/232024-01-012024-03-310001372807ptmn:AtpOilAndGasCorporationMember2023-12-310001372807Equity Securities Portfolio ProAir HoldCo, LLC Common Stock Capital Equipment Business Initial Acquisition Date 2/11/222023-01-012023-12-310001372807us-gaap:SeniorLoansMember2024-03-310001372807ptmn:ControlledAffiliatedInvestmentsMembersrt:MinimumMember2023-12-310001372807ptmn:HcapNotesMember2021-07-230001372807ptmn:F3CJointVentureMember2024-03-310001372807us-gaap:SecuredOvernightFinancingRateSofrOvernightIndexSwapRateMemberptmn:TwoThousandEighteenTwoSecuredNotesClassClassA2RNotesMember2024-01-012024-03-310001372807Equity Securities Portfolio Tank Partners Equipment Holdings LLC Class A Units Energy: Oil & Gas Business Initial Acquisition Date 2/15/192023-12-310001372807ptmn:GarsAcquisitionMember2020-06-240001372807Debt Securities Portfolio Senior Secured Loans Neptune BidCo US Inc. First Lien Term Loan Media: Broadcasting & Subscription Interest Rate 10.5% Cash Reference Rate and Spread SOFR+5.00% Floor 0.50% Maturity 4/11/29, Initial Acquisition Date 11/22/222023-12-310001372807ptmn:ServicesBusinessMember2023-12-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMemberptmn:MeasurementInputRecoveryRateMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Netwrix Corporation Revolver High Tech Industries Interest Rate 0.3% Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/222024-03-310001372807us-gaap:InvestmentAffiliatedIssuerControlledMember2023-01-012023-03-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC First Lien Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 10/28/202024-03-310001372807Debt Securities Portfolio Senior Secured Loans Money Transfer Acquisition, Inc. First Lien Term Loan Finance Interest Rate 13.7% Cash Reference Rate and Spread SOFR+8.25% Floor 1.00% Maturity 12/14/27, Initial Acquisition Date 12/14/222024-03-310001372807ptmn:HealthcarePharmaceuticalsMember2024-03-310001372807Equity Securities Portfolio HDC/HW Holdings, LLC Common Stock High Tech Industries Initial Acquisition Date 10/28/202024-03-310001372807Debt Securities Portfolio Senior Secured Loans MSM Acquisitions, Inc. Delayed Draw Term Loan Services: Business Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/9/26, Initial Acquisition Date 1/1/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans PVHC Holding Corp Term Loan Containers, Packaging and Glass Interest Rate 11.0% Cash + 0.8% PIK Reference Rate and Spread SOFR+5.50% Floor 2.50% Maturity 2/17/27, Initial Acquisition Date 12/23/192024-03-310001372807ptmn:TacticalAirSupportIncMemberptmn:DelayedDrawTermLoanMember2024-03-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:MeasurementInputPrepaymentRateMemberus-gaap:FairValueInputsLevel3Membersrt:WeightedAverageMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/232023-12-310001372807ptmn:JointVenturesMemberptmn:SeriesAGreatLakesFundingIiLlcMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Lifescan Global Corporation First Lien Term Loan A Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/31/26, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807Controlled Affiliates ProAir, LLC Industry Classification - Capital Equipment One2023-12-310001372807us-gaap:IncomeApproachValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Keg Logistics LLC Term Loan Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 11/23/27, Initial Acquisition Date 11/23/212023-01-012023-12-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:MeasurementInputPrepaymentRateMembersrt:MaximumMemberus-gaap:FairValueInputsLevel3Member2023-12-310001372807us-gaap:EquitySecuritiesMemberptmn:AccountingStandardUpdate201104Member2024-03-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Member2024-03-310001372807us-gaap:SubsequentEventMember2024-05-082024-05-080001372807Debt Securities Portfolio Senior Secured Loans Lucky Bucks, LLC Term Loan Hotel, Gaming & Leisure Interest Rate 13.0% Cash Reference Rate and Spread SOFR+7.65% Floor 1.00% Maturity 10/2/29, Initial Acquisition Date 10/2/232024-01-012024-03-310001372807ptmn:TaWegHoldingsLlcMemberptmn:DelayedDrawTermLoanOneMember2023-12-310001372807srt:MaximumMemberus-gaap:EquitySecuritiesMemberptmn:RecentTransactionValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:MeasurementInputDiscountRateMember2024-03-3100013728072024-05-020001372807ptmn:JmpCreditAdvisorsCloVLtdMemberptmn:CloFundSecuritiesMemberptmn:SubordinatedNotesMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Delayed Draw Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 3/1/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans Project Castle, Inc. First Lien Term Loan Transportation: Cargo Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 0.50% Maturity 6/8/29, Initial Acquisition Date 6/9/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Global Integrated Flooring Systems Inc. Revolver Consumer Goods: Durable Interest Rate 13.7% Cash Reference Rate and Spread SOFR+8.36% Maturity 5/15/24, Initial Acquisition Date 10/28/202023-12-310001372807Debt Securities Portfolio Senior Secured Loans Franchise Group, Inc. First Out Term Loan Retail Interest Rate 10.4% Cash Reference Rate and Spread SOFR+4.75% Floor 0.75% Maturity 2/25/26, Initial Acquisition Date 3/18/222023-12-310001372807ptmn:SixPointOneTwoFiveNotesDue2022Member2021-04-300001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Term Loan High Tech Industries Interest Rate 10.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/3/222023-01-012023-12-310001372807ptmn:MeasurementInputAverageEbitdaMultipleMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/232024-03-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMembersrt:MaximumMemberus-gaap:FairValueInputsLevel3Memberus-gaap:MeasurementInputDiscountRateMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Global Integrated Flooring Systems Inc. First Lien Term Loan Consumer goods: Durable Interest Rate 13.7% Cash + 1.0% PIK Reference Rate and Spread SOFR+8.36% Maturity 5/15/24, Initial Acquisition Date 10/28/202024-03-310001372807us-gaap:CallOptionMember2023-12-310001372807us-gaap:EquitySecuritiesMemberptmn:RecentTransactionValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:MeasurementInputDiscountRateMembersrt:WeightedAverageMember2024-03-310001372807ptmn:GarsAcquisitionMemberus-gaap:CommonStockMember2020-10-280001372807us-gaap:AdditionalPaidInCapitalMember2023-03-310001372807Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. Term Loan Chemicals, Plastics and Rubber Interest Rate 12.3% Cash + 1.0% PIK Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 11/17/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Delayed Draw Term Loan Services: Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 2/27/24, Initial Acquisition Date 3/1/212023-01-012023-12-310001372807Equity Securities Portfolio South Street Securities Holdings, Inc Warrant Banking, Finance, Insurance & Real Estate Initial Acquisition Date 9/20/222023-12-310001372807us-gaap:RevolvingCreditFacilityMember2022-06-300001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Senior Term Loan B High Tech Industries Interest Rate 7.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/202023-01-012023-12-310001372807ptmn:AssetManagerSubsidiariesMember2018-11-082018-11-080001372807Debt Securities Portfolio Senior Secured Loans Appfire Technologies, LLC Term Loan High Tech Industries Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 3/9/27, Initial Acquisition Date 12/20/212023-12-310001372807Call option, HDNet Holdco LLC2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Morae Global Corporation Revolver IT Consulting & Other Services Interest Rate 0.5% Cash Floor 2.00% Maturity 10/26/26, Initial Acquisition Date 10/26/232024-03-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrants3 Media Broadcasting & Subscription Initial Acquisition Date 11/15/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Bristol Hospice Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/22/26, Initial Acquisition Date 12/22/202024-01-012024-03-310001372807ptmn:RevolverMemberptmn:NetwrixCorporationMember2024-03-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Common Stock Media Broadcasting & Subscription Initial Acquisition Date 9/9/192023-01-012023-12-310001372807ptmn:MediaBroadcastingSubscriptionMember2023-12-310001372807ptmn:IdcInfusionServicesMemberptmn:DelayedDrawTermLoanMember2024-03-310001372807Equity Securities Portfolio Centric Brands Inc. Common Machinery (Non-Agrclt/Constr/Electr) Initial Acquisition Date 10/28/202023-12-310001372807us-gaap:DebtSecuritiesMemberptmn:AccountingStandardUpdate201104Member2024-03-310001372807us-gaap:RevolvingCreditFacilityMember2024-01-012024-03-310001372807Equity Securities Portfolio Fusion Connect, Inc. Common Telecommunications Initial Acquisition Date 1/14/202024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Bristol Hospice Unitranche Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/22/26, Initial Acquisition Date 12/22/202023-12-310001372807us-gaap:EquitySecuritiesMemberus-gaap:FairValueInputsLevel3Memberptmn:AccountingStandardUpdate201104Member2024-03-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMembersrt:MaximumMemberus-gaap:FairValueInputsLevel3Memberus-gaap:MeasurementInputDiscountRateMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 3/2/222024-01-012024-03-310001372807Equity Securities Portfolio AAPC Holdings, LLC Preferred Equity Healthcare & Pharmaceuticals Interest Rate 18.0% Cash Initial Acquisition Date 5/18/222024-01-012024-03-310001372807Asset Manager Affiliates Asset Management Company Percentage Ownership 100.0% Initial Acquisition Date12/11/062023-01-012023-12-310001372807ptmn:SeniorUnsecuredBondMemberptmn:TankPartnersEquipmentHoldingsLlcMember2023-01-012023-12-310001372807us-gaap:RetainedEarningsMember2023-01-012023-03-3100013728072024-01-012024-03-310001372807ptmn:MeasurementInputAverageEbitdaMultipleMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMembersrt:WeightedAverageMember2023-12-310001372807Debt Securities Portfolio Junior Secured Loans Dcert Buyer, Inc. Term Loan (Second Lien) High Tech Industries Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Maturity 2/16/29, Initial Acquisition Date 3/16/212023-12-310001372807Debt Securities Portfolio Senior Secured Loans Bradshaw International Parent Corp. Revolver Consumer goods: Durable Interest Rate 0.5% Cash Floor 1.00% Maturity 10/21/26, Initial Acquisition Date 10/29/212023-12-310001372807ptmn:JointVenturesMemberus-gaap:FairValueInputsLevel3Memberptmn:AccountingStandardUpdate201104Member2024-03-310001372807Debt Securities Portfolio Senior Secured Loans H.W. LOCHNER, INC. Term Loan Services: Business Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Maturity 7/2/27, Initial Acquisition Date 7/2/212024-03-310001372807ptmn:SevenPointThreeSevenFivePercentNotesDueTwoThousandNineteenMember2017-01-012017-12-310001372807Debt Securities Portfolio Junior Secured Loans Idera, Inc. Term Loan (Second Lien) High Tech Industries Interest Rate 12.3% Cash Reference Rate and Spread SOFR+6.75% Floor 0.75% Maturity 2/4/29, Initial Acquisition Date 4/29/212023-12-31000137280714.5% PIK Maturity 3/1/28, Initial Acquisition Date 3/1/22 Debt Securities Portfolio Senior Secured Loans American Academy Holdings, LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 14.5% PIK Maturity 3/1/28, Initial Acquisition Date 3/1/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Riskonnect Parent LLC Delayed Draw Term Loan Application Software Interest Rate 0.5% Cash Maturity 12/7/28, Initial Acquisition Date 12/7/212024-03-310001372807ptmn:RevolverMemberptmn:DentiveLLCMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 11/1/26, Initial Acquisition Date 11/1/212024-03-310001372807ptmn:MeasurementInputAverageEbitdaMultipleMemberus-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. Revolver Machinery (Non-Agrclt/Constr/Electr) Interest Rate 0.8% Cash Floor 1.00% Maturity 10/9/24, Initial Acquisition Date 8/22/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Dentive, LLC First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.3% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/26/28, Initial Acquisition Date 12/23/222024-03-310001372807us-gaap:InvestmentAffiliatedIssuerNoncontrolledMember2023-12-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Memberptmn:MeasurementInputRecoveryRateMembersrt:WeightedAverageMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. Term Loan Chemicals, Plastics and Rubber Interest Rate 12.3% Cash + 1.0% PIK Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 11/17/212024-03-310001372807Asset Manager Affiliates Asset Management Company Percentage Ownership 100.0% Initial Acquisition Date12/11/062023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Term Loan Services: Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 2/27/24, Initial Acquisition Date 3/1/212023-12-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Memberus-gaap:MeasurementInputDiscountRateMembersrt:WeightedAverageMember2023-12-310001372807ptmn:TransportationConsumerMember2024-03-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:MeasurementInputDefaultRateMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans TLE Holdings, LLC Term Loan Healthcare, Education and Childcare Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 6/29/26, Initial Acquisition Date 12/8/202024-03-310001372807ptmn:GarsAcquisitionMember2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Delayed Draw Term Loan Finance Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.25% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/222023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMember2022-12-310001372807ptmn:RevolverMemberptmn:MoraeGlobalCorporationMember2023-12-310001372807us-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMemberptmn:BookValueOfEquityMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 3/1/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans Synamedia Americas Holdings, Inc. Term Loan Interactive Media & Services Interest Rate 13.1% Cash Reference Rate and Spread SOFR+7.75% Floor 1.00% Maturity 12/5/28, Initial Acquisition Date 12/5/232023-12-310001372807ptmn:RevolverMemberptmn:NetwrixCorporationMember2023-12-310001372807us-gaap:RevolvingCreditFacilityMember2019-12-180001372807us-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:MeasurementInputAverageEbitdaMultipleWaccMembersrt:WeightedAverageMember2024-03-310001372807ptmn:BankingFinanceInsuranceAndRealEstateMember2024-03-310001372807ptmn:CentricBrandsIncMemberptmn:DelayedDrawTermLoanMember2023-12-310001372807Equity Securities Portfolio Advantage Capital Holdings LLC Class A Membership Units Banking, Finance, Insurance & Real Estate Initial Acquisition Date 3/31/202023-12-310001372807Debt Securities Portfolio Senior Secured Loans Netwrix Corporation Revolver High Tech Industries Interest Rate 0.3% Cash Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Dodge Data & Analytics LLC Term Loan Construction & Building Interest Rate 10.3% Cash Reference Rate and Spread SOFR+4.75% Floor 0.50% Maturity 2/10/29, Initial Acquisition Date 2/10/222023-12-310001372807CLO Fund Securities Portfolio Dryden 30 Senior Loan Fund Subordinated Securities, effective interest 25.4% CLO Fund Securities Maturity 11/1/28 Percentage Ownership 6.8% Initial Acquisition Date 10/10/132023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans MAG DS Corp. First Lien Term Loan Aerospace and Defense Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 4/1/27, Initial Acquisition Date 10/28/202023-12-310001372807Equity Securities Portfolio Greenpark Infrastructure, Llc Preferred Equity Energy Electricity Initial Acquisition Date 6/10/222023-12-310001372807us-gaap:JuniorLoansMember2024-01-012024-03-310001372807ptmn:SixPointOneTwoFiveNotesDue2022Member2020-01-012020-12-310001372807ptmn:FiscalTwoThousandTwentyTwoMember2024-03-310001372807Equity Securities Portfolio Greenpark Infrastructure, Llc Preferred Equity Energy Electricity Initial Acquisition Date 6/10/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. Revolver Media: Broadcasting & Subscription Interest 15.1% Cash Reference Rate and Spread SOFR+9.50% Floor 1.00% Maturity 6/30/24, Initial Acquisition Date 8/9/222024-01-012024-03-310001372807Debt Securities Portfolio Junior Secured Loans Dcert Buyer, Inc. Term Loan (Second Lien) High Tech Industries Interest Rate 12.3% Cash Reference Rate and Spread SOFR+7.00% Maturity 2/16/29, Initial Acquisition Date 3/16/212024-01-012024-03-310001372807ptmn:JointVenturesMember2024-01-012024-03-310001372807ptmn:BradshawInternationalParentCorpMemberptmn:DelayedDrawTermLoanMember2024-03-310001372807ptmn:DelayedDrawTermLoanFirstLienMemberptmn:RiddellIncMember2024-03-310001372807CLO Subordinated Investments Portfolio Catamaran CLO 2014-1 Ltd. Subordinated Securities, effective interest 13.7% CLO Fund Securities Maturity 4/20/30 Percentage Ownership 22.2% Initial Acquisition Date 5/6/142024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Project Leopard Holdings, Inc. Term Loan High Tech Industries Interest Rate 10.7% Cash Reference Rate and Spread SOFR+5.25% Floor 0.50% Maturity 7/20/29, Initial Acquisition Date 6/15/222024-03-310001372807Controlled Affiliates BMP Slappey Investment II Industry Classification - Telecommunications2022-12-310001372807ptmn:AssetManagerSubsidiariesMember2018-12-312018-12-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. 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First Lien Term Loan Consumer goods: Durable Interest Rate 13.7% Cash + 1.0% PIK Reference Rate and Spread SOFR+8.36% Maturity 5/15/24, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807Equity Securities Portfolio ProAir HoldCo, LLC Common Stock Capital Equipment Business Initial Acquisition Date 2/11/222024-03-310001372807Equity Securities Portfolio Northeast Metal Works LLC Preferred Stock Metals & Mining Initial Acquisition Date 6/9/212024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Riddell Inc First Lien Term Loan Consumer goods: Durable Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Maturity 3/29/29, Initial Acquisition Date 3/29/242024-03-310001372807Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. Term Loan Media: Broadcasting & Subscription Interest Rate 3.0% Cash + 12.2% PIK Reference Rate and Spread SOFR+3.00% Floor 1.00% Maturity 11/15/26, Initial Acquisition Date 11/15/212024-03-310001372807ptmn:TaWegHoldingsLlcMemberptmn:DelayedDrawTermLoanMember2023-12-310001372807srt:MaximumMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:ExpectedSaleProceedsMemberus-gaap:DebtSecuritiesMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Priority Holdings, LLC First Lien Term Loan High Tech Industries Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 4/22/27, Initial Acquisition Date 4/21/212023-12-310001372807ptmn:DerivativesMember2024-03-310001372807Equity Securities Portfolio 4L Ultimate Topco Corporation Common Services: Business Initial Acquisition Date 5/29/202023-01-012023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassA1RRNotesMember2024-01-012024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassClassBRNotesMember2023-01-012023-12-310001372807ptmn:CentricBrandsIncMemberptmn:RevolverOneMember2023-12-310001372807us-gaap:InvestmentAffiliatedIssuerControlledMember2024-01-012024-03-310001372807ptmn:GarsAcquisitionMember2020-10-280001372807ptmn:PhyNetDermatologyLlcMemberptmn:DelayedDrawTermLoanMember2023-12-310001372807Controlled Affiliates GreenPark Infrastructure, LLC Industry Classification - Energy: Electricity One2023-12-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMembersrt:MaximumMemberus-gaap:FairValueInputsLevel3Memberptmn:MeasurementInputRecoveryRateMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Revolver Services: Business Interest Rate 12.6% Cash Reference Rate and Spread PRIME+7.00% Floor 1.00% Maturity 2/27/24, Initial Acquisition Date 10/28/202023-12-310001372807Equity Securities Portfolio DxTx Pain and Spine LLC Common Healthcare & Pharmaceuticals Initial Acquisition Date 6/14/232023-01-012023-12-310001372807us-gaap:RevolvingCreditFacilityMember2023-03-310001372807us-gaap:SecuredOvernightFinancingRateSofrOvernightIndexSwapRateMemberptmn:TwoThousandEighteenTwoSecuredNotesClassClassBRNotesMember2023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans JO ET Holdings Limited Term Loan Telecommunications Interest Rate 11.3% Cash + 7.0% PIK Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/15/26, Initial Acquisition Date 12/15/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. Term Loan Media: Broadcasting & Subscription Interest Rate 3.0% Cash + 12.1% PIK Reference Rate and Spread SOFR+3.00% Floor 1.00% Maturity 11/15/26, Initial Acquisition Date 11/15/212023-12-310001372807us-gaap:DebtSecuritiesMember2023-01-012023-03-310001372807Non-controlled Affiliates Kleen-Tech Acquisition, LLC Industry Classification - Services: Business 2024-01-012024-03-310001372807Equity Securities Portfolio AAPC Holdings, LLC Equity Healthcare & Pharmaceuticals Initial Acquisition Date 5/18/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Radius Aerospace, Inc. Initial Term Loan Aerospace and Defense Interest Rate 11.3% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 3/29/25, Initial Acquisition Date 12/23/192023-12-310001372807Debt Securities Portfolio Junior Secured Loans Net Asset Value at Fair Value2023-12-310001372807CLO Fund Securities Portfolio Catamaran CLO 2014-1 Ltd. Subordinated Securities, effective interest 13.7% CLO Fund Securities Maturity 4/20/30 Percentage Ownership 22.2% Initial Acquisition Date 5/6/142023-12-310001372807us-gaap:SecuredOvernightFinancingRateSofrOvernightIndexSwapRateMemberptmn:TwoThousandEighteenTwoSecuredNotesClassA1TRNotesMember2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Netwrix Corporation First Lien Term Loan High Tech Industries Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/222024-01-012024-03-310001372807Equity Securities Portfolio Qualtek LLC Equity High Tech Industries Initial Acquisition Date 7/14/232023-12-310001372807Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC Delayed Draw Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 10.8% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 5/2/222024-01-012024-03-310001372807ptmn:NetwrixCorporationMemberptmn:DelayedDrawTermLoanFirstLienMember2023-12-310001372807us-gaap:SecuredOvernightFinancingRateSofrOvernightIndexSwapRateMemberptmn:GlprfLlcMember2022-04-290001372807ptmn:AccountingStandardUpdate201104Member2024-03-310001372807ptmn:SixPointOneTwoFiveNotesDue2022Member2017-08-142017-12-310001372807us-gaap:DebtSecuritiesMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Dentive, LLC Revolver Healthcare & Pharmaceuticals Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/23/28, Initial Acquisition Date 12/23/222023-12-310001372807us-gaap:CallOptionMember2024-03-310001372807us-gaap:CommonStockMember2023-03-310001372807Non-controlled Affiliates Kleen-Tech Acquisition, LLC Industry Classification - Services: Business 2024-03-310001372807ptmn:ApplicationSoftwareMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Money Transfer Acquisition, Inc. First Lien Term Loan Finance Interest Rate 13.7% Cash Reference Rate and Spread SOFR+8.25% Floor 1.00% Maturity 12/14/27, Initial Acquisition Date 12/14/222023-12-310001372807Non-controlled Affiliates Zest Acquisition Corp. Industry Classification - Healthcare, Education and Childcare2022-12-310001372807us-gaap:UnsecuredDebtMember2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Northeast Metal Works LLC Term Loan Metals & Mining Interest Rate 8.0% Cash Maturity 1/1/25, Initial Acquisition Date 2/21/242024-03-310001372807Non-controlled Affiliates BMP Slappey Holdco, LLC Industry Classification - Telecommunications2023-12-310001372807Total Senior Unsecured Bond Net Asset Value at Fair Value2023-12-310001372807ptmn:ClassAToRNotesAndBToRNotesMember2024-01-012024-03-310001372807ptmn:FourPointEightSevenFiveNotesDue2026Member2021-06-230001372807ptmn:CloFundSecuritiesMemberptmn:CatamaranClo20141LtdMemberptmn:SubordinatedNotesMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Appfire Technologies, LLC Term Loan High Tech Industries Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 3/9/27, Initial Acquisition Date 12/20/212024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Luminii LLC First Lien Term Loan B Construction & Building Interest Rate 12.7% Cash Reference Rate and Spread SOFR+7.35% Floor 1.00% Maturity 4/11/25, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrants1 Media Broadcasting & Subscription Initial Acquisition Date 11/15/212023-12-310001372807Debt Securities Portfolio Senior Secured Loans Tactical Air Support, Inc. Term Loan Aerospace and Defense Interest Rate 14.0% Cash Reference Rate and Spread SOFR+8.50% Floor 1.00% Maturity 12/22/28, Initial Acquisition Date 12/22/232023-12-310001372807Total controlled affiliates2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans PhyNet Dermatology LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Cash Floor 1.00% Maturity 10/20/29, Initial Acquisition Date 5/10/232023-01-012023-12-310001372807us-gaap:ValuationTechniqueDiscountedCashFlowMemberptmn:CloFundSecuritiesMembersrt:MaximumMemberus-gaap:MeasurementInputDefaultRateMemberus-gaap:FairValueInputsLevel3Member2023-12-310001372807srt:AffiliatedEntityMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Dodge Data & Analytics LLC Term Loan Construction & Building Interest Rate 10.3% Cash Reference Rate and Spread SOFR+4.75% Floor 0.50% Maturity 2/10/29, Initial Acquisition Date 2/10/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans PhyNet Dermatology LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/20/29, Initial Acquisition Date 5/10/232023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMember2024-03-310001372807us-gaap:EquitySecuritiesMemberus-gaap:IncomeApproachValuationTechniqueMemberus-gaap:FairValueInputsLevel3Member2024-03-310001372807ptmn:RevolverMemberptmn:AccordionPartnersLlcMember2023-12-310001372807Equity Securities Portfolio Tank Partners Equipment Holdings LLC Class A Units Energy: Oil & Gas Initial Acquisition Date 2/15/192024-03-310001372807ptmn:AssetManagementCompanyMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Delayed Draw Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 3/1/212024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Sundance Holdings Group, LLC Term Loan Retail Interest Rate 13.5% Cash + 1.5% PIK Reference Rate and Spread SOFR+8.00% Floor 1.00% Maturity 5/1/24, Initial Acquisition Date 10/1/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Term Loan High Tech Industries Interest Rate 10.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/3/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans HDC/HW Intermediate Holdings, LLC, Term Loan, High Tech Industries, Interest Rate 6% Cash + 2.5% PIK Reference Rate and Spread SOFR+1.00% Floor 5.25% Maturity 6/21/26 Initial Acquisition Date 10/28/202024-03-310001372807Equity Securities Portfolio AAPC Holdings, LLC Equity Healthcare & Pharmaceuticals Initial Acquisition Date 5/18/222023-12-310001372807ptmn:CloFundSecuritiesMember2022-12-310001372807ptmn:ConstructionAndBuildingMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Lucky Bucks, LLC Term Loan Hotel, Gaming & Leisure Interest Rate 13.0% Cash Reference Rate and Spread SOFR+7.65% Floor 1.00% Maturity 10/2/28, Initial Acquisition Date 10/2/232024-03-310001372807us-gaap:DebtSecuritiesMember2024-01-012024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassA1TRNotesMember2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans IDC Infusion Services Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Cash Floor 1.00% Maturity 7/7/28, Initial Acquisition Date 7/20/232023-12-310001372807Equity Securities Portfolio Roscoe Investors, LLC Class A Units Healthcare & Pharmaceuticals Business Initial Acquisition Date 3/26/142023-12-310001372807ptmn:FourPointEightSevenFiveNotesDue2026Memberus-gaap:UnsecuredDebtMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Premier Imaging, LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 1/2/25, Initial Acquisition Date 12/30/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Dentive, LLC Delayed Draw Term Loan - First Lien Healthcare & Pharmaceuticals Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/26/28, Initial Acquisition Date 12/23/222023-12-310001372807ptmn:ConsumerGoodsDurableMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Hollander Intermediate LLC First Lien Term Loan Consumer Goods: Durable Interest Rate 14.2% Cash Reference Rate and Spread SOFR+8.75% Floor 2.00% Maturity 9/19/26, Initial Acquisition Date 9/19/222023-12-310001372807srt:MinimumMember2023-12-310001372807ptmn:FiscalTwoThousandTwentyMember2024-03-310001372807ptmn:ClassAToRNotesMember2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Florida Food Products, LLC First Lien Term Loan Beverage, Food and Tobacco Interest Rate 10.3% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 10/18/28, Initial Acquisition Date 6/9/222024-01-012024-03-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrants1 Media: Broadcasting & Subscription Initial Acquisition Date 11/15/212024-01-012024-03-310001372807us-gaap:EquitySecuritiesMembersrt:MaximumMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:MeasurementInputAverageEbitdaMultipleWaccMember2023-12-310001372807ptmn:RecentTransactionValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans CB Midco, LLC Term Loan Consumer goods: Durable Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 9/27/27, Initial Acquisition Date 10/8/212024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Cenexel Clinical Research, Inc. Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 11/8/25, Initial Acquisition Date 6/15/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Reception Purchaser, LLC First Lien Term Loan Transportation: Cargo Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 0.75% Maturity 3/24/28, Initial Acquisition Date 4/28/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Northeast Metal Works LLC Term Loan Metals & Mining Interest Rate 8.0% Cash Maturity 1/1/25, Initial Acquisition Date 2/21/242024-01-012024-03-310001372807Equity Securities Portfolio Carestream Health Holdings, Inc Common Stock Healthcare & Pharmaceuticals Initial Acquisition Date 9/30/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Premier Imaging, LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 1/2/25, Initial Acquisition Date 12/30/212024-01-012024-03-310001372807Non-controlled Affiliates Northeast Metal Works LLC Industry Classification - Metals & Mining2024-03-310001372807CLO Fund Securities Portfolio Dryden 30 Senior Loan Fund Subordinated Securities, effective interest 25.4% CLO Fund Securities Maturity 11/1/28 Percentage Ownership 6.8% Initial Acquisition Date 10/10/132023-12-310001372807us-gaap:AdditionalPaidInCapitalMember2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Ancile Solutions, Inc. First Lien Term Loan High Tech Industries Interest Rate 15.6% Cash Reference Rate and Spread SOFR+10.00% Floor 1.00% Maturity 6/11/26, Initial Acquisition Date 6/11/212024-01-012024-03-310001372807Equity Securities Portfolio Greenpark Infrastructure, Llc Preferred Equity Energy Electricity One Initial Acquisition Date 6/10/222023-12-310001372807Total Affiliated Investments2023-12-3100013728072019-03-280001372807Debt Securities Portfolio Senior Secured Loans Premier Imaging, LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 1/2/25, Initial Acquisition Date 12/30/212024-03-310001372807us-gaap:EquitySecuritiesMemberptmn:RecentTransactionValuationTechniqueMemberus-gaap:FairValueInputsLevel3Member2024-03-310001372807Total Non-controlled affiliates2022-12-310001372807ptmn:HcapAcquisitionMember2021-06-092021-06-090001372807ptmn:CloFundSecuritiesMemberptmn:CatamaranClo20181LtdMemberptmn:SubordinatedNotesMember2023-12-310001372807Equity Securities Portfolio Aperture Dodge 18 LLC Equity Banking, Finance, Insurance & Real Estate Initial Acquisition Date 4/22/222024-03-310001372807ptmn:AerospaceAndDefenseMember2023-12-310001372807Put option, Advantage Capital Holdings LLC2023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassA1RRNotesMemberus-gaap:SecuredOvernightFinancingRateSofrOvernightIndexSwapRateMember2024-01-012024-03-310001372807ptmn:CloFundSecuritiesMember2023-03-310001372807Debt Securities Portfolio Senior Secured Loans BetaNXT, Inc. First Lien Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 11.1% Cash Reference Rate and Spread SOFR+5.75% Maturity 7/1/29, Initial Acquisition Date 7/1/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/212024-03-3100013728072023-03-062023-03-060001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Revolver Healthcare & Pharmaceuticals Interest Rate 0.5% Cash Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC Delayed Draw Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 10.8% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 5/2/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans H.W. LOCHNER, INC. Revolver Services: Business Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 7/2/27, Initial Acquisition Date 7/2/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans H.W. Lochner, Inc. Term Loan Services: Business Interest Rate 11.8% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 7/2/27, Initial Acquisition Date 7/2/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. Term Loan Chemicals, Plastics and Rubber Interest Rate 12.1% Cash + 1.0% PIK Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 7/29/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. Term Loan Chemicals, Plastics and Rubber Interest Rate 12.3% Cash + 1.0% PIK Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 11/17/212024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Northeast Metal Works LLC Term Loan Metals & Mining Interest Rate 8.0% Cash Maturity 4/5/28, Initial Acquisition Date 1/27/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans American Academy Holdings, LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash + 5.3% PIK Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 1/1/25, Initial Acquisition Date 3/1/222023-12-310001372807Equity Securities Portfolio Everyware Global, Inc. Common Consumer goods: Durable Initial Acquisition Date 10/28/202024-03-310001372807Debt Securities Portfolio Junior Secured Loans Idera, Inc. Term Loan (Second Lien) High Tech Industries Interest Rate 12.2% Cash Reference Rate and Spread SOFR+6.75% Floor 0.75% Maturity 2/4/29, Initial Acquisition Date 4/29/212024-03-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Class A Media Broadcasting & Subscription Initial Acquisition Date 9/9/192023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans IDC Infusion Services Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 7/7/28, Initial Acquisition Date 7/20/232024-03-310001372807Debt Securities Portfolio Senior Secured Loans Bristol Hospice Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/22/26, Initial Acquisition Date 12/22/202023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Netwrix Corporation Delayed Draw Term Loan - First Lien High Tech Industries Interest Rate 1.0% Cash Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/222024-01-012024-03-310001372807ptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:ExpectedSaleProceedsMemberus-gaap:DebtSecuritiesMembersrt:MinimumMember2024-03-310001372807Controlled Affiliates BMP Slappey Investment II Industry Classification - Telecommunications2023-01-012023-12-310001372807ptmn:MeasurementInputAverageEbitdaMultipleMembersrt:MaximumMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Netwrix Corporation Revolver High Tech Industries Interest Rate 0.3% Cash Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/222023-01-012023-12-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:MeasurementInputDefaultRateMemberus-gaap:FairValueInputsLevel3Membersrt:WeightedAverageMember2024-03-310001372807Equity Securities Portfolio AAPC Holdings, LLC Preferred Equity Healthcare & Pharmaceuticals Interest Rate 18.0% PIK Initial Acquisition Date 5/18/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC Delayed Draw Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 10.8% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 10/1/212024-01-012024-03-310001372807Equity Securities Portfolio South Street Securities Holdings, Inc Warrants Banking, Finance, Insurance & Real Estate Initial Acquisition Date 9/20/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC Revolver Banking, Finance, Insurance & Real Estate Interest Rate 0.5% Cash Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 5/2/222024-03-310001372807ptmn:F3CJointVentureMember2024-01-012024-03-310001372807Equity Securities Portfolio Ohene Holdings B.V. Warrants High Tech Industries Business Initial Acquisition Date 3/13/192024-03-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Term Loan Finance Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/222024-03-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrants1 Media Broadcasting & Subscription Initial Acquisition Date 11/15/212023-01-012023-12-310001372807Non-controlled Affiliates Northeast Metal Works LLC Industry Classification - Metals & Mining One2024-03-310001372807Equity Securities Portfolio Kleen-Tech Acquisition, LLC Common Stock Services: Business Initial Acquisition Date 6/9/212024-01-012024-03-310001372807CLO Subordinated Investments Portfolio JMP Credit Advisors CLO V Ltd. Subordinated Securities, effective interest 27.8% CLO Fund Securities Maturity 7/17/30 Percentage Ownership 57.2% Initial Acquisition Date 10/22/212024-03-310001372807Equity Securities Portfolio Morae Global Holdings Inc Warrant IT Consulting & Other Services Initial Acquisition Date 10/26/232023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Keg Logistics LLC Revolver Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 11/23/27, Initial Acquisition Date 11/23/212023-01-012023-12-310001372807srt:MaximumMemberus-gaap:EquitySecuritiesMemberus-gaap:IncomeApproachValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:MeasurementInputDiscountRateMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Project Castle, Inc. First Lien Term Loan Transportation: Cargo Interest Rate 10.8% Cash Reference Rate and Spread SOFR+5.50% Floor 0.50% Maturity 6/8/29, Initial Acquisition Date 6/9/222024-01-012024-03-310001372807Asset Manager Affiliates Asset Management Company Percentage Ownership 100.0% Initial Acquisition Date12/11/062024-03-310001372807Debt Securities Portfolio Senior Secured Loans TLE Holdings, LLC Delayed Draw Term Loan Healthcare, Education and Childcare Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 6/29/26, Initial Acquisition Date 12/23/192024-01-012024-03-310001372807ptmn:RenewedStockRepurchaseProgramMember2024-03-110001372807ptmn:JointVentureIndustryMember2023-12-310001372807ptmn:ChemicalsPlasticsAndRubberMember2024-03-310001372807ptmn:JointVentureIndustryMember2024-03-310001372807CLO Subordinated Investments Portfolio Catamaran CLO 2018-1 Ltd. Subordinated Securities, effective interest 24.9% CLO Fund Securities Maturity 10/27/31 Percentage Ownership 24.8% Initial Acquisition Date 9/27/182024-01-012024-03-310001372807Debt Securities Portfolio Junior Secured Loans Confluence Technologies, Inc. Term Loan Second Lien Services: Business Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 0.50% Maturity 7/23/29, Initial Acquisition Date 7/22/212023-12-310001372807Debt Securities Portfolio Junior Secured Loans Project Qualtek LLC Term Loan Second Lien High Tech Industries Reference Rate and Spread SOFR+1.00% Floor 1.00% Maturity 01/14/27, Initial Acquisition Date 07/14/232024-01-012024-03-310001372807us-gaap:RevolvingCreditFacilityMember2021-12-310001372807ptmn:F3CJointVentureMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Morae Global Corporation Term Loan IT Consulting & Other Services Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 10/26/26, Initial Acquisition Date 10/26/232023-12-310001372807Debt Securities Portfolio Junior Secured Loans Robertshaw US Holding Corp. Term Loan Second Lien Capital Equipment Maturity 2/28/26, Initial Acquisition Date 2/15/182024-03-310001372807ptmn:FourPointEightSevenFiveNotesDue2026Member2024-03-310001372807Equity Securities Portfolio LB NewHoldCo LLC Common Stock Hotel, Gaming & Leisure Initial Acquisition Date 10/2/232024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Lucky Bucks, LLC Term Loan Hotel, Gaming & Leisure Interest Rate 13.0% Cash Reference Rate and Spread SOFR+7.65% Floor 1.00% Maturity 10/2/29, Initial Acquisition Date 10/2/20232023-01-012023-12-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Class A Media: Broadcasting & Subscription Initial Acquisition Date 9/9/192024-01-012024-03-310001372807srt:MaximumMemberus-gaap:IncomeApproachValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMemberus-gaap:MeasurementInputDiscountRateMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans AIDC IntermediateCo 2, LLC First Lien Term Loan Services: Business Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.40% Floor 1.00% Maturity 7/22/27, Initial Acquisition Date 9/9/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Help Systems Holdings, Inc First Lien Term Loan, High Tech Industries, Interest Rate 9.4% Cash Reference Rate and Spread SOFR+4.00% Floor 0.75% Maturity 11/19/26, Initial Acquisition Date 11/17/222024-01-012024-03-310001372807ptmn:CloSubordinatedInvestmentsMember2024-01-012024-03-310001372807ptmn:CloFundSecuritiesMemberptmn:AccountingStandardUpdate201104Member2023-12-310001372807Debt Securities Portfolio Senior Secured Loans H-CA II, LLC Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 16.0% Cash Maturity 4/1/24, Initial Acquisition Date 2/16/212024-01-012024-03-310001372807ptmn:MeasurementInputAverageEbitdaMultipleMemberus-gaap:EquitySecuritiesMembersrt:MaximumMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Member2024-03-310001372807ptmn:ConsumerGoodsDurableMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Reception Purchaser, LLC First Lien Term Loan Transportation: Cargo Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 0.75% Maturity 3/24/28, Initial Acquisition Date 4/28/222024-03-310001372807us-gaap:FairValueInputsLevel2Member2024-03-310001372807Equity Securities PortfolioWorld Business Lenders, LLC Common Stock Banking, Finance, Insurance & Real Estate Business Initial Acquisition Date 6/9/212023-12-310001372807ptmn:AverageSettlementValueMembersrt:MaximumMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMember2024-03-310001372807Non-controlled Affiliates Kleen-Tech Acquisition, LLC Industry Classification - Services: Business 2023-12-310001372807Equity Securities Portfolio Centric Brands Inc. Common Machinery (Non-Agrclt/Constr/Electr) Initial Acquisition Date 10/28/202023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Tactical Air Support, Inc. Term Loan Aerospace and Defense Interest Rate 14.0% Cash Reference Rate and Spread SOFR+8.50% Floor 1.00% Maturity 12/22/28, Initial Acquisition Date 12/22/232024-01-012024-03-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:MeasurementInputPrepaymentRateMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Luminii LLC Revolver Construction & Building Interest Rate 12.7% Cash Reference Rate and Spread SOFR+7.35% Floor 1.00% Maturity 4/11/25, Initial Acquisition Date 10/28/202023-12-310001372807Equity Securities Portfolio Qualtek LLC Equity High Tech Industries Initial Acquisition Date 7/14/232024-03-310001372807Non-controlled Affiliates Kleen-Tech Acquisition, LLC Industry Classification - Services: Business 2023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Term Loan Services: Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 2/27/24, Initial Acquisition Date 3/2/222023-12-310001372807Debt Securities Portfolio Junior Secured Loans Qualtek LLC Term Loan Second Lien High Tech Industries Interest Rate 6.4% Cash + 9.0% PIK Reference Rate and Spread SOFR+1.00% Floor 1.00% Maturity 1/14/27, Initial Acquisition Date 7/14/232023-12-310001372807ptmn:JointVenturesMemberptmn:AccountingStandardUpdate201104Member2024-03-310001372807Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 1.0% Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/232024-03-310001372807Debt Securities Portfolio Senior Secured Loans Fortis Payment Systems, LLC Delayed Draw Term Loan Diversified Financial Services Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 2/13/26, Initial Acquisition Date 2/13/202024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassA1RRNotesMember2022-11-182022-11-180001372807ptmn:PhyNetDermatologyLlcMemberptmn:DelayedDrawTermLoanMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Lucky Bucks, LLC Term Loan Hotel, Gaming & Leisure Interest Rate 13.0% Cash Reference Rate and Spread SOFR+7.65% Floor 1.00% Maturity 10/2/29, Initial Acquisition Date 10/2/20232023-12-310001372807ptmn:TransportationCargoMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Project Leopard Holdings, Inc. Term Loan High Tech Industries Interest Rate 10.7% Cash Reference Rate and Spread SOFR+5.25% Floor 0.50% Maturity 7/20/29, Initial Acquisition Date 6/15/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. Revolver Media: Broadcasting & Subscription Interest 15.2% Cash Reference Rate and Spread SOFR+9.50% Floor 1.00% Maturity 6/30/24, Initial Acquisition Date 8/9/222023-12-310001372807us-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMemberptmn:AccountingStandardUpdate201104Member2024-03-3100013728072023-12-310001372807ptmn:RevolverMemberptmn:CriticalNurseStaffingLlcMember2024-03-310001372807Debt Securities Portfolio Junior Secured Loans Project Leopard Holdings, Inc. 2nd Lien TL High Tech Industries Interest Rate 13.1% Cash Reference Rate and Spread SOFR+7.75% Floor 0.50% Maturity 7/20/30, Initial Acquisition Date 7/20/222024-03-310001372807us-gaap:SecuredOvernightFinancingRateSofrOvernightIndexSwapRateMemberptmn:TwoThousandEighteenTwoSecuredNotesClassClassA2RNotesMember2023-01-012023-12-310001372807ptmn:AtpOilAndGasCorporationMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans TLE Holdings, LLC Initial Term Loan Healthcare, Education and Childcare Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 6/28/24, Initial Acquisition Date 12/8/202023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Accurate Background, LLC First Lien Term Loan Services: Business Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 3/26/27, Initial Acquisition Date 9/7/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Revolver Healthcare & Pharmaceuticals Interest Rate 0.5% Cash Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans BW NHHC Holdco Inc. First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.9% Cash Reference Rate and Spread SOFR+7.50% Floor 2.00% Maturity 1/15/26, Initial Acquisition Date 12/21/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Synamedia Americas Holdings, Inc. Term Loan Interactive Media & Services Interest Rate 13.1% Cash Reference Rate and Spread SOFR+7.75% Floor 1.00% Maturity 12/5/28, Initial Acquisition Date 12/5/232024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMember2021-03-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Delayed Draw Term Loan Finance Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/222024-01-012024-03-3100013728072021-01-012021-03-310001372807Debt Securities Portfolio Senior Secured Loans HDC/HW Intermediate Holdings, LLC First Lien Term Loan A High Tech Industries Interest Rate 12.8% Cash + 2.0% PIK Reference Rate and Spread SOFR+7.50% Floor 1.00% Maturity 12/21/23, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807us-gaap:CashDistributionMemberus-gaap:SubsequentEventMember2024-05-082024-05-080001372807Debt Securities Portfolio Senior Secured Loans Wonder Love, Inc. Term Loan Media: Diversified & Production Interest Rate 10.3% Cash Reference Rate and Spread SOFR+5.00% Floor 1.00% Maturity 11/18/24, Initial Acquisition Date 12/18/192024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans AIS Holdco, LLC First Lien Term Loan A Banking, Finance, Insurance & Real Estate Interest Rate 10.6% Cash Reference Rate and Spread SOFR+5.00% Maturity 8/15/25, Initial Acquisition Date 10/28/202023-12-310001372807ptmn:RecentTransactionValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMemberus-gaap:MeasurementInputDiscountRateMembersrt:WeightedAverageMember2023-12-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrants1 Media: Broadcasting & Subscription Initial Acquisition Date 11/15/212024-03-310001372807Equity Securities Portfolio Roscoe Investors, LLC Class A Units Healthcare & Pharmaceuticals Initial Acquisition Date 3/26/142024-01-012024-03-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMembersrt:MaximumMemberus-gaap:MeasurementInputPrepaymentRateMemberus-gaap:FairValueInputsLevel3Member2024-03-310001372807ptmn:CloFundSecuritiesMember2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Sundance Holdings Group, LLC Term Loan Retail Interest Rate 13.5% Cash + 9.5% PIK Reference Rate and Spread SOFR+8.00% Floor 1.00% Maturity 5/1/24, Initial Acquisition Date 10/1/212023-01-012023-12-310001372807us-gaap:EquitySecuritiesMemberus-gaap:IncomeApproachValuationTechniqueMemberus-gaap:FairValueInputsLevel3Member2023-12-310001372807Non-controlled Affiliates Northeast Metal Works LLC Industry Classification - Metals & Mining Three2024-03-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMemberptmn:MeasurementInputRecoveryRateMember2024-03-310001372807ptmn:AdvisoryAgreementMember2023-01-012023-03-310001372807Debt Securities Portfolio Senior Secured Loans CB Midco, LLC Term Loan Consumer goods: Durable Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 9/27/27, Initial Acquisition Date 10/8/212023-12-310001372807us-gaap:EquitySecuritiesMemberus-gaap:IncomeApproachValuationTechniqueMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMemberus-gaap:MeasurementInputDiscountRateMember2023-12-310001372807Equity Securities Portfolio South Street Securities Holdings, Inc Warrants Banking, Finance, Insurance & Real Estate Initial Acquisition Date 9/20/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Revolver Finance Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.25% Floor 0.75% Maturity 8/31/28, Initial Acquisition Date 8/31/222024-01-012024-03-310001372807us-gaap:SeniorLoansMember2023-01-012023-12-310001372807ptmn:GarsAcquisitionMemberptmn:GarsCommonStockMember2020-10-280001372807us-gaap:RevolvingCreditFacilityMember2019-12-310001372807ptmn:VbcSpineOpcoLlcMemberptmn:DelayedDrawTermLoanMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Delayed Draw Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 10/28/202024-03-310001372807ptmn:SeniorUnsecuredBondMember2023-12-310001372807Equity Securities Portfolio Aperture Dodge 18 LLC Equity Banking, Finance, Insurance & Real Estate Initial Acquisition Date 4/22/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans IDC Infusion Services Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 0.50% Maturity 7/7/28, Initial Acquisition Date 7/20/232023-01-012023-12-310001372807Debt Securities Portfolio Junior Secured Loans Project Leopard Holdings, Inc. 2nd Lien TL High Tech Industries Interest Rate 13.1% Cash Reference Rate and Spread SOFR+7.75% Floor 0.50% Maturity 7/20/30, Initial Acquisition Date 7/20/222024-01-012024-03-310001372807ptmn:TelecommunicationsMember2023-12-310001372807ptmn:FourPointEightSevenFiveNotesDue2026Member2023-01-012023-03-310001372807Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. Term Loan Machinery (Non-Agrclt/Constr/Electr) Interest Rate 10.8% Cash + 2.0% PIK Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 2/6/31, Initial Acquisition Date 10/28/20 One2024-01-012024-03-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMembersrt:MaximumMemberus-gaap:MeasurementInputPrepaymentRateMemberus-gaap:FairValueInputsLevel3Member2024-03-310001372807Non-controlled Affiliates Series A-Great Lakes Funding II LLC Industry Classification - Joint Venture2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Lucky Bucks, LLC Term Loan Hotel, Gaming & Leisure Interest Rate 13.0% Cash Reference Rate and Spread SOFR+7.65% Floor 1.00% Maturity 10/2/28, Initial Acquisition Date 10/2/232023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Aventiv Technologies, LLC Term Loan Alternative Carriers Interest Rate 10.5% Cash Reference Rate and Spread SOFR+4.89% Floor 1.00% Maturity 11/1/24, Initial Acquisition Date 12/29/232023-01-012023-12-310001372807ptmn:AverageSettlementValueMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMembersrt:WeightedAverageMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans CB Midco, LLC Term Loan Consumer goods: Durable Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 9/27/27, Initial Acquisition Date 10/8/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans BW NHHC Holdco Inc. First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.9% Cash Reference Rate and Spread SOFR+7.50% Floor 2.00% Maturity 1/15/26, Initial Acquisition Date 12/21/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Accurate Background, LLC First Lien Term Loan Services: Business Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 3/26/27, Initial Acquisition Date 9/7/222023-12-310001372807ptmn:CloFundSecuritiesMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Term Loan High Tech Industries Interest Rate 10.0% PIK Maturity 4/4/26, Initial Acquisition Date 4/4/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Term Loan High Tech Industries Interest Rate 10.0% PIK Maturity 4/4/26, Initial Acquisition Date 4/4/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. Term Loan Machinery (Non-Agrclt/Constr/Electr) Interest Rate 10.8% Cash + 2.0% PIK Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 8/6/29, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Priority Holdings, LLC First Lien Term Loan High Tech Industries Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 4/22/27, Initial Acquisition Date 4/21/212024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. Seventh Amendment Acquisition Loan Chemicals, Plastics and Rubber Interest Rate 12.1% Cash + 1.0% PIK Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 6/26/202024-01-012024-03-310001372807Equity Securities Portfolio BMP Slappey Investment II Preferred Stock Telecommunications Initial Acquisition Date 6/9/212024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Riskonnect Parent LLC Term Loan Application Software Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 0.75% Maturity 12/7/28, Initial Acquisition Date 12/7/212024-01-012024-03-310001372807srt:MaximumMember2023-12-310001372807ptmn:RenewedStockRepurchaseProgramMember2024-01-012024-03-310001372807Total controlled affiliates2023-01-012023-12-310001372807Non-controlled Affiliates BMP Slappey Holdco, LLC Industry Classification - Telecommunications2024-01-012024-03-310001372807ptmn:ReverseStockSplitMember2021-08-232021-08-230001372807ptmn:LondonInterbanksOfferedRateLIBORMemberptmn:TwoThousandEighteenTwoSecuredNotesClassA1RRNotesMember2023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Cenexel Clinical Research, Inc. Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 11/8/25, Initial Acquisition Date 6/15/222024-03-310001372807ptmn:HotelGamingLeisureMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Super Senior Term Loan B High Tech Industries Interest Rate 9.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/202023-12-310001372807Debt Securities Portfolio Senior Secured Loans AIS Holdco, LLC First Lien Term Loan A Banking, Finance, Insurance & Real Estate Interest Rate 10.6% Cash Reference Rate and Spread SOFR+5.00% Maturity 8/15/25, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans TLE Holdings, LLC Initial Term Loan Healthcare, Education and Childcare Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 6/28/24, Initial Acquisition Date 12/8/202023-12-310001372807CLO Fund Securities Portfolio Catamaran CLO 2014-1 Ltd. Subordinated Securities, effective interest 13.7% CLO Fund Securities Maturity 4/20/30 Percentage Ownership 22.2% Initial Acquisition Date 5/6/142023-01-012023-12-310001372807ptmn:IdcInfusionServicesMemberptmn:DelayedDrawTermLoanMember2023-12-310001372807us-gaap:RetainedEarningsMember2023-12-310001372807ptmn:HcapAcquisitionMember2024-01-012024-03-310001372807us-gaap:InvestmentUnaffiliatedIssuerMember2024-03-310001372807Debt Securities Portfolio Junior Secured Loans Project Leopard Holdings, Inc. 2nd Lien TL High Tech Industries Interest Rate 13.1% Cash Reference Rate and Spread SOFR+7.75% Floor 0.50% Maturity 7/20/30, Initial Acquisition Date 7/20/222023-01-012023-12-310001372807ptmn:JointVentureMember2024-03-310001372807Non-controlled Affiliates Surge Hippodrome Partners LP Industry Classification - Services: Business2022-12-310001372807ptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMember2023-12-310001372807Equity Securities Portfolio BMP Slappey Holdco, LLC Preferred Stock Telecommunications Initial Acquisition Date 6/9/212023-01-012023-12-310001372807us-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:BookValueOfEquityMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans CB Midco, LLC Term Loan Consumer goods: Durable Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 9/27/27, Initial Acquisition Date 10/8/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Revolver Finance Interest Rate 0.5% Cash Floor 0.75% Maturity 8/31/28, Initial Acquisition Date 8/31/222023-01-012023-12-310001372807ptmn:MarchThirtyFirstTwoThousandTwentyFourMember2024-03-310001372807ptmn:TaWegHoldingsLlcMemberptmn:DelayedDrawTermLoanOneMember2024-03-310001372807ptmn:AmcpPetHoldingsIncMemberptmn:RevolvingLoanMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Term Loan Services: Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 2/27/24, Initial Acquisition Date 3/2/222023-01-012023-12-310001372807Equity Securities Portfolio Advantage Capital Holdings LLC Class A Membership Units Banking, Finance, Insurance & Real Estate Initial Acquisition Date 3/31/202024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans MSM Acquisitions, Inc. First Lien Term Loan Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/9/26, Initial Acquisition Date 12/31/202023-12-310001372807Total controlled affiliates2024-03-310001372807Debt Securities Portfolio Senior Secured Loans South Street Securities Holdings, Inc Senior Notes Banking, Finance, Insurance & Real Estate Interest Rate 9.0% Cash Maturity 9/20/27, Initial Acquisition Date 9/20/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans H.W. LOCHNER, INC. Revolver Services: Business Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 7/2/27, Initial Acquisition Date 7/2/212024-01-012024-03-310001372807Equity Securities Portfolio AAPC Holdings, LLC Equity Healthcare & Pharmaceuticals Initial Acquisition Date 5/18/222023-01-012023-12-310001372807ptmn:MeasurementInputAverageEbitdaMultipleMemberus-gaap:EquitySecuritiesMembersrt:MaximumMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Member2023-12-310001372807Equity Securities Portfolio AAPC Holdings, LLC Preferred Equity Healthcare & Pharmaceuticals Interest Rate 18.0% Cash Initial Acquisition Date 5/18/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Premier Imaging, LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 1/2/25, Initial Acquisition Date 12/30/212023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMember2020-12-310001372807Debt Securities Portfolio Senior Secured Loans Dentive, LLC Revolver Healthcare & Pharmaceuticals Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/23/28, Initial Acquisition Date 12/23/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Premier Imaging, LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 1/2/25, Initial Acquisition Date 12/30/212023-01-012023-12-310001372807ptmn:HighTechIndustriesMember2024-03-310001372807ptmn:ITConsultingAndOtherServicesMember2024-03-310001372807Non-controlled Affiliates Northeast Metal Works LLC Industry Classification - Metals & Mining Three2023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans American Academy Holdings, LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash + 5.3% PIK Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 1/1/25, Initial Acquisition Date 3/1/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Wonder Love, Inc. Term Loan Media: Diversified & Production Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 1.00% Maturity 11/18/24, Initial Acquisition Date 12/18/192023-01-012023-12-310001372807Asset Manager Affiliates Net Asset Value at Fair Value2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Bradshaw International Parent Corp. Term Loan Consumer goods: Durable Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Maturity 10/21/27, Initial Acquisition Date 10/29/212024-03-310001372807ptmn:FiscalTwoThousandTwentyThreeMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans AIDC IntermediateCo 2, LLC First Lien Term Loan Services: Business Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.40% Floor 1.00% Maturity 7/22/27, Initial Acquisition Date 9/9/222024-01-012024-03-310001372807Non-controlled Affiliates Northeast Metal Works LLC Industry Classification - Metals & Mining Three2023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassA1RRNotesMember2023-12-310001372807Equity Securities Portfolio Prosper Marketplace Class B Preferred Units Consumer goods: Durable Business Initial Acquisition Date 9/23/132023-01-012023-12-310001372807Equity Securities Portfolio Roscoe Investors, LLC Class A Units Healthcare & Pharmaceuticals Business Initial Acquisition Date 3/26/142023-01-012023-12-310001372807Total Affiliated Investments2022-12-310001372807Debt Securities Portfolio Junior Secured Loans Global Tel*Link Corporation Term Loan (Second Lien) Telecommunications Interest Rate 15.3% Cash Reference Rate and Spread SOFR+10.00% Maturity 11/29/26, Initial Acquisition Date 12/23/192024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Datalink, LLC First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.2% Cash Reference Rate and Spread SOFR+6.75% Floor 1.00% Maturity 11/23/26, Initial Acquisition Date 12/8/202024-03-310001372807Debt Securities Portfolio Senior Secured Loans HDC/HW Intermediate Holdings, LLC First Lien Term Loan High Tech Industries Maturity 6/21/26, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807ptmn:MeasurementInputAverageEbitdaMultipleMemberus-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Membersrt:WeightedAverageMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC First Lien Term Loan Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807ptmn:JointVenturesMember2023-03-310001372807Derivatives Portfolio HDNet Holdco LLC (Anthem) Derivatives Media: Broadcasting & Subscription Initial Acquisition Date 9/9/192024-03-310001372807Non-controlled Affiliates Northeast Metal Works LLC Industry Classification - Metals & Mining2023-01-012023-12-310001372807Debt Securities Portfolio Junior Secured Loans Global Tel*Link Corporation Term Loan (Second Lien) Telecommunications Interest Rate 15.5% Cash Reference Rate and Spread SOFR+10.00% Maturity 11/29/26, Initial Acquisition Date 12/23/192023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans AIDC IntermediateCo 2, LLC First Lien Term Loan Services: Business Interest Rate 11.8% Cash Reference Rate and Spread SOFR+6.40% Floor 1.00% Maturity 7/22/27, Initial Acquisition Date 9/9/222023-01-012023-12-310001372807Debt Securities Portfolio Junior Secured Loans Redstone Holdco 2 LP Term Loan (Second Lien) High Tech Industries Interest Rate 13.2% Cash Reference Rate and Spread SOFR+7.75% Floor 0.75% Maturity 4/16/29, Initial Acquisition Date 9/28/212023-12-310001372807Debt Securities Portfolio Senior Secured Loans ELO Touch Solutions, Inc. First Lien Term Loan High Tech Industries Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Maturity 12/14/25, Initial Acquisition Date 10/28/202023-12-310001372807Total Non-controlled affiliates2024-01-012024-03-310001372807ptmn:RenewedStockRepurchaseProgramMember2024-03-112024-03-110001372807Controlled Affiliates KCAP Freedom 3, LLC Industry Classification - Joint Venture2023-01-012023-12-310001372807Equity Securities Portfolio Everyware Global, Inc. Common Consumer goods: Durable Initial Acquisition Date 10/28/202024-01-012024-03-310001372807ptmn:FourPointEightSevenFiveNotesDue2026Member2024-01-012024-03-310001372807Equity Securities Portfolio Sundance Holdings Group, LLC Common Stock Retail Initial Acquisition Date 10/1/212024-03-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:MeasurementInputDefaultRateMemberus-gaap:FairValueInputsLevel3Membersrt:WeightedAverageMember2023-12-310001372807ptmn:AssetManagementCompanyMember2024-03-3100013728072024-03-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Delayed Draw Term Loan Finance Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.25% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/222024-01-012024-03-310001372807Equity Securities Portfolio South Street Securities Holdings, Inc Warrant Banking, Finance, Insurance & Real Estate Initial Acquisition Date 9/20/222023-01-012023-12-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMembersrt:MaximumMemberus-gaap:MeasurementInputDefaultRateMemberus-gaap:FairValueInputsLevel3Member2023-12-310001372807Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. Seventh Amendment Acquisition Loan Chemicals, Plastics and Rubber Interest Rate 12.2% Cash + 1.0% PIK Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 6/26/202023-01-012023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMember2024-01-012024-03-310001372807Derivatives Net Asset Value at Fair Value2023-12-310001372807ptmn:MeasurementInputAverageEbitdaMultipleMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMembersrt:MinimumMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans AMCP Pet Holdings, Inc. Revolving Loan Beverage, Food and Tobacco Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 10/6/26, Initial Acquisition Date 12/9/202024-03-310001372807Non-controlled Affiliates BMP Slappey Investment II Industry Classification - Telecommunications2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans HDC/HW Intermediate Holdings, LLC, Term Loan, High Tech Industries, Interest Rate 6% Cash + 2.5% PIK Reference Rate and Spread SOFR+1.00% Floor 5.25% Maturity 6/21/26 Initial Acquisition Date 10/28/202024-01-012024-03-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMembersrt:MaximumMemberus-gaap:FairValueInputsLevel3Memberus-gaap:MeasurementInputDiscountRateMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Riddell Inc First Lien Term Loan Consumer goods: Durable Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Maturity 3/29/29, Initial Acquisition Date 3/29/242024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Dentive, LLC First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.3% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/26/28, Initial Acquisition Date 12/23/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Morae Global Corporation Revolver IT Consulting & Other Services Interest Rate 0.5% Cash Floor 2.00% Maturity 10/26/26, Initial Acquisition Date 10/26/232024-01-012024-03-310001372807us-gaap:JuniorLoansMember2023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans H.W. Lochner, Inc. Revolver Services: Business Interest Rate 11.8% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 7/2/27, Initial Acquisition Date 7/2/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. Term Loan Machinery (Non-Agrclt/Constr/Electr) Interest Rate 10.8% Cash + 2.0% PIK Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 2/6/31, Initial Acquisition Date 10/28/202024-03-310001372807ptmn:RevolverMemberptmn:CriticalNurseStaffingLlcMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC Delayed Draw Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 10/1/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans PhyNet Dermatology LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/20/29, Initial Acquisition Date 5/10/232024-03-310001372807Debt Securities Portfolio Senior Secured Loans Qualtek LLC Term Loan High Tech Industries Interest Rate 6.2% Cash + 9.0% PIK Reference Rate and Spread SOFR+1.00% Floor 1.00% Maturity 7/14/25, Initial Acquisition Date 7/14/232024-01-012024-03-310001372807Debt Securities Portfolio Junior Secured Loans Net Asset Value at Fair Value2024-03-310001372807Non-controlled Affiliates Surge Hippodrome Holdings LLC Industry Classification - Services: Business2023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Hollander Intermediate LLC First Lien Term Loan Consumer Goods: Durable Interest Rate 14.2% Cash Reference Rate and Spread SOFR+8.75% Floor 2.00% Maturity 9/19/26, Initial Acquisition Date 9/19/222023-01-012023-12-310001372807us-gaap:EquitySecuritiesMembersrt:MaximumMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:BookValueOfEquityMember2024-03-310001372807ptmn:InteractiveMediaAndServicesMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Revolver Services: Business Interest Rate 14.5% Cash Reference Rate and Spread PRIME+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 10/28/202024-03-310001372807Debt Securities Portfolio Junior Secured Loans Idera, Inc. Term Loan (Second Lien) High Tech Industries Interest Rate 12.3% Cash Reference Rate and Spread SOFR+6.75% Floor 0.75% Maturity 2/4/29, Initial Acquisition Date 4/29/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans ELO Touch Solutions, Inc. First Lien Term Loan High Tech Industries Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Maturity 12/14/25, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807Equity Securities Portfolio Fusion Connect, Inc. Common Telecommunications Initial Acquisition Date 1/14/202023-01-012023-12-310001372807ptmn:FiscalTwoThousandSeventeenMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Accurate Background, LLC Term Loan Services: Business Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 3/26/27, Initial Acquisition Date 10/20/212024-01-012024-03-310001372807us-gaap:ValuationTechniqueDiscountedCashFlowMemberptmn:CloFundSecuritiesMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMemberus-gaap:MeasurementInputDiscountRateMember2024-03-310001372807Debt Securities Portfolio Junior Secured Loans TRSO II, Inc. Promissory Note Energy: Oil & Gas Maturity 1/24/25, Initial Acquisition Date 1/24/202024-01-012024-03-310001372807us-gaap:DebtSecuritiesMember2022-12-310001372807ptmn:BeverageFoodAndTobaccoMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans PhyNet Dermatology LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/20/29, Initial Acquisition Date 5/10/232023-01-012023-12-3100013728072023-03-310001372807us-gaap:EquitySecuritiesMemberptmn:RecentTransactionValuationTechniqueMemberus-gaap:FairValueInputsLevel3Member2023-12-310001372807us-gaap:CollateralizedLoanObligationsMemberptmn:GarsAcquisitionMember2020-10-280001372807srt:MaximumMemberus-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:MeasurementInputAverageEbitdaMultipleWaccMember2024-03-310001372807Controlled Affiliates Tank Partners Equipment Holdings, LLC Industry Classification - Energy: Oil & Gas2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Bristol Hospice Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/22/26, Initial Acquisition Date 12/22/202023-12-310001372807ptmn:RenewedStockRepurchaseProgramMember2023-01-012023-03-310001372807Debt Securities Portfolio Senior Secured Loans Morae Global Corporation Revolver IT Consulting & Other Services Interest Rate 0.5% Cash Floor 2.00% Maturity 10/26/26, Initial Acquisition Date 10/26/232023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Bristol Hospice Unitranche Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/22/26, Initial Acquisition Date 12/22/202024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Term Loan High Tech Industries Interest Rate 10.0% PIK Maturity 4/4/26, Initial Acquisition Date 4/4/222024-03-310001372807Asset Manager Affiliates Net Asset Value at Fair Value2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Appfire Technologies, LLC Term Loan High Tech Industries Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 3/9/27, Initial Acquisition Date 12/20/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Revolver Services: Business Interest Rate 12.6% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 2/27/24, Initial Acquisition Date 10/28/202023-12-310001372807Equity Securities Portfolio DxTx Pain and Spine LLC Common Healthcare & Pharmaceuticals Initial Acquisition Date 6/14/232024-03-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrants2 Media Broadcasting & Subscription Initial Acquisition Date 11/15/212023-01-012023-12-310001372807ptmn:JointVenturesMember2022-12-310001372807Controlled Affiliates Flight Lease VII Industry Classification - Aerospace and Defense2023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Revolver Services: Business Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 10/28/202024-03-310001372807us-gaap:ValuationTechniqueDiscountedCashFlowMemberptmn:CloFundSecuritiesMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMemberptmn:MeasurementInputRecoveryRateMember2023-12-310001372807us-gaap:ValuationTechniqueDiscountedCashFlowMemberptmn:CloFundSecuritiesMemberus-gaap:MeasurementInputDefaultRateMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMember2023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassA1RRNotesMember2023-01-012023-12-310001372807Asset Manager Affiliates Asset Management Company Percentage Ownership 100.0% Initial Acquisition Date12/11/062024-01-012024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMember2024-01-012024-03-310001372807ptmn:FourPointEightSevenFiveNotesDue2026Memberus-gaap:UnsecuredDebtMember2022-12-310001372807Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. Term Loan Machinery (Non-Agrclt/Constr/Electr) Interest Rate 10.8% Cash + 2.0% PIK Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 2/6/31, Initial Acquisition Date 10/28/20 One2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Premier Imaging, LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 1/2/25, Initial Acquisition Date 12/30/212023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMemberus-gaap:SecuredOvernightFinancingRateSofrOvernightIndexSwapRateMember2023-01-012023-12-310001372807Equity Securities Portfolio Qualtek LLC Equity High Tech Industries Initial Acquisition Date 7/14/232024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans BetaNXT, Inc. Revolver Banking, Finance, Insurance & Real Estate Interest Rate 9.6% Cash Reference Rate and Spread SOFR+4.25% Maturity 7/1/27, Initial Acquisition Date 7/1/222023-12-310001372807Debt Securities Portfolio Junior Secured Loans American Academy Holdings, LLC Term Loan Second Lien Healthcare & Pharmaceuticals Interest Rate 14.5% PIK Maturity 3/1/28, Initial Acquisition Date 3/1/222024-03-310001372807ptmn:JointVenturesMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Project Castle, Inc. First Lien Term Loan Transportation: Cargo Interest Rate 10.8% Cash Reference Rate and Spread SOFR+5.50% Floor 0.50% Maturity 6/8/29, Initial Acquisition Date 6/9/222024-03-310001372807us-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Member2024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassClassBRNotesMember2020-10-280001372807ptmn:SixPointOneTwoFiveNotesDue2022Member2019-01-012019-12-310001372807us-gaap:FairValueInputsLevel2Memberus-gaap:DebtSecuritiesMemberptmn:AccountingStandardUpdate201104Member2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Intermedia Holdings, Inc. First Lien Term Loan B High Tech Industries Interest Rate 11.4% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 7/21/25, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807Controlled Affiliates Series A-Great Lakes Funding II LLC Industry Classification - Joint Venture2022-12-310001372807Debt Securities Portfolio Senior Secured Loans AMCP Pet Holdings, Inc. First Lien Term Loan Beverage, Food and Tobacco Interest Rate 11.7% Cash + 0.8% PIK Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 10/6/26, Initial Acquisition Date 12/9/202024-03-310001372807us-gaap:InvestmentAffiliatedIssuerNoncontrolledMember2024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Datalink, LLC First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.2% Cash Reference Rate and Spread SOFR+6.75% Floor 1.25% Maturity 11/23/26, Initial Acquisition Date 12/8/202023-12-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Term Loan High Tech Industries Interest Rate 10.0% PIK Maturity 4/4/26, Initial Acquisition Date 4/4/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Delayed Draw Term Loan Services: Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 2/27/24, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807Non-controlled Affiliates Series A-Great Lakes Funding II LLC Industry Classification - Joint Venture2024-03-310001372807Debt Securities Portfolio Senior Secured Loans H-CA II, LLC Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 16.0% Cash Maturity 4/1/24, Initial Acquisition Date 2/16/212023-12-310001372807us-gaap:FairValueMeasuredAtNetAssetValuePerShareMemberptmn:AccountingStandardUpdate201104Member2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Dentive, LLC Delayed Draw Term Loan - First Lien Healthcare & Pharmaceuticals Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/26/28, Initial Acquisition Date 12/23/222023-01-012023-12-310001372807CLO Subordinated Investments Portfolio Catamaran CLO 2018-1 Ltd. Subordinated Securities, effective interest 24.9% CLO Fund Securities Maturity 10/27/31 Percentage Ownership 24.8% Initial Acquisition Date 9/27/182024-03-310001372807ptmn:JointVenturesMemberptmn:AccountingStandardUpdate201104Member2023-12-310001372807Joint Venture Portfolio KCAP Freedom 3 LLC Joint Ventures Percentage Ownership 62.8% Initial Acquisition Date 12/11/182024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans AMCP Pet Holdings, Inc. Revolving Loan Beverage, Food and Tobacco Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 10/6/26, Initial Acquisition Date 12/9/202023-12-310001372807ptmn:CloFundSecuritiesMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Term Loan High Tech Industries Interest Rate 10.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/3/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Radius Aerospace, Inc. Initial Term Loan Aerospace and Defense Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 3/29/25, Initial Acquisition Date 12/23/192024-03-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Delayed Draw Term Loan Finance Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.25% Floor 0.75% Maturity 8/29/29, Initial Acquisition Date 8/31/222023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Premier Imaging, LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.6% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 1/2/25, Initial Acquisition Date 12/30/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans IDC Infusion Services Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 7/7/28, Initial Acquisition Date 7/20/232024-01-012024-03-310001372807us-gaap:AdditionalPaidInCapitalMember2023-12-310001372807Controlled Affiliates KCAP Freedom 3, LLC Industry Classification - Joint Venture2024-03-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMembersrt:MaximumMemberus-gaap:FairValueInputsLevel3Memberptmn:MeasurementInputRecoveryRateMember2023-12-310001372807ptmn:JointVenturesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:MeasurementInputPrepaymentRateMemberus-gaap:FairValueInputsLevel3Membersrt:MinimumMember2023-12-310001372807us-gaap:EquitySecuritiesMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:MeasurementInputAverageEbitdaMultipleWaccMembersrt:MinimumMember2023-12-310001372807ptmn:CloFundSecuritiesMemberptmn:SubordinatedNotesMemberptmn:JmpCreditAdvisorsCloIvLtdMember2024-03-310001372807ptmn:AmcpPetHoldingsIncMemberptmn:RevolvingLoanMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans AMCP Pet Holdings, Inc. Revolving Loan Beverage, Food and Tobacco Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 10/6/26, Initial Acquisition Date 12/9/202023-01-012023-12-310001372807Total Non-controlled affiliates2023-01-012023-12-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMember2023-01-012023-03-310001372807Equity Securities Portfolio Prosper Marketplace Class B Preferred Units Consumer goods: Durable Business Initial Acquisition Date 9/23/132023-12-310001372807ptmn:MediaDiversifiedProductionMember2024-03-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMemberus-gaap:MeasurementInputDefaultRateMemberus-gaap:FairValueInputsLevel3Membersrt:WeightedAverageMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Centric Brands Inc. Term Loan Machinery (Non-Agrclt/Constr/Electr) Interest Rate 10.8% Cash + 2.0% PIK Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 8/6/29, Initial Acquisition Date 10/28/202024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMemberus-gaap:SecuredOvernightFinancingRateSofrOvernightIndexSwapRateMember2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Revolver Services: Business Interest Rate 12.6% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 2/27/24, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Florida Food Products, LLC Term Loan Beverage, Food and Tobacco Interest Rate 10.5% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 10/18/28, Initial Acquisition Date 3/22/222023-12-310001372807Debt Securities Portfolio Junior Secured Loans ProAir, LLC Sub Note Capital Equipment Interest Rate 17.8% PIK Maturity 1/31/23, Initial Acquisition Date 3/8/222024-03-310001372807ptmn:FiscalTwoThousandTwentyOneMember2024-03-310001372807srt:MaximumMemberus-gaap:IncomeApproachValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DebtSecuritiesMemberus-gaap:MeasurementInputDiscountRateMember2024-03-310001372807Equity Securities Portfolio Aperture Dodge 18 LLC Equity Banking, Finance, Insurance & Real Estate Initial Acquisition Date 4/22/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans MSM Acquisitions, Inc. Delayed Draw Term Loan Services: Business Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/9/26, Initial Acquisition Date 1/1/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans PhyNet Dermatology LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/20/29, Initial Acquisition Date 5/10/232024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Dentive, LLC Delayed Draw Term Loan - First Lien Healthcare & Pharmaceuticals Interest Rate 12.3% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/26/28, Initial Acquisition Date 12/23/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Ancile Solutions, Inc. First Lien Term Loan High Tech Industries Interest Rate 15.7% Cash Reference Rate and Spread SOFR+10.00% Floor 1.00% Maturity 6/11/26, Initial Acquisition Date 6/11/212023-01-012023-12-310001372807Non-controlled Affiliates BMP Slappey Holdco, LLC Industry Classification - Telecommunications2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 11/1/26, Initial Acquisition Date 11/1/212024-01-012024-03-310001372807Controlled Affiliates KCAP Freedom 3, LLC Industry Classification - Joint Venture2022-12-310001372807Debt Securities Portfolio Senior Unsecured Bond Tank Partners Equipment Holdings LLC 10.00% - 02/2022 -TankConvert Energy Oil & Gas Interest Rate 10.0% PIK Maturity 2/15/22, Initial Acquisition Date 2/15/192023-01-012023-12-310001372807us-gaap:RevolvingCreditFacilityMember2019-12-182019-12-180001372807ptmn:DelayedDrawTermLoanMemberptmn:FortisPaymentSystemsLLCMember2024-03-310001372807srt:MaximumMember2024-01-012024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesMember2020-10-280001372807ptmn:FourPointEightSevenFiveNotesDue2026Member2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Riddell Inc Delayed Draw Term Loan - First Lien Consumer goods: Durable Reference Rate and Spread SOFR+0.00% Maturity 3/29/29, Initial Acquisition Date 3/29/242024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Radiology Partners, Inc Term B Loan (First Lien) Healthcare & Pharmaceuticals Interest Rate 10.2% Cash Reference Rate and Spread SOFR+4.25% Maturity 7/9/25, Initial Acquisition Date 1/26/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/212023-12-310001372807Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC Revolver Healthcare & Pharmaceuticals Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/232024-03-310001372807Debt Securities Portfolio Senior Secured Loans Wonder Love, Inc. Term Loan Media: Diversified & Production Interest Rate 10.3% Cash Reference Rate and Spread SOFR+5.00% Floor 1.00% Maturity 11/18/24, Initial Acquisition Date 12/18/192024-03-310001372807Debt Securities Portfolio Senior Secured Loans Bristol Hospice Unitranche Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/22/26, Initial Acquisition Date 12/22/202024-03-310001372807us-gaap:RevolvingCreditFacilityMemberus-gaap:FairValueInputsLevel3Member2023-12-310001372807ptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberptmn:ExpectedSaleProceedsMemberus-gaap:DebtSecuritiesMember2023-12-310001372807Controlled Affiliates Series A-Great Lakes Funding II LLC Industry Classification - Joint Venture2023-12-310001372807Debt Securities Portfolio Junior Secured Loans TRSO II, Inc. Promissory Note Energy: Oil & Gas Maturity 1/24/25, Initial Acquisition Date 1/24/202024-03-310001372807ptmn:JointVentureMember2024-01-012024-03-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrants2 Media Broadcasting & Subscription Initial Acquisition Date 11/15/212023-12-310001372807Equity Securities Portfolio Northeast Metal Works LLC Preferred Stock Metals & Mining Initial Acquisition Date 6/9/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans JO ET Holdings Limited Term Loan Telecommunications Interest Rate 11.4% Cash + 7.0% PIK Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/15/26, Initial Acquisition Date 12/15/212023-12-310001372807Debt Securities Portfolio Senior Secured Loans Radius Aerospace, Inc. Initial Term Loan Aerospace and Defense Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 3/29/25, Initial Acquisition Date 12/23/192024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Netwrix Corporation Delayed Draw Term Loan - First Lien High Tech Industries Interest Rate 1.0% Cash Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Net Asset Value at Fair Value2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Cenexel Clinical Research, Inc. Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 11/8/25, Initial Acquisition Date 6/15/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans Florida Food Products, LLC Term Loan Beverage, Food and Tobacco Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Floor 0.75% Maturity 10/18/28, Initial Acquisition Date 3/22/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Luminii LLC Revolver Construction & Building Interest Rate 12.7% Cash Reference Rate and Spread SOFR+7.35% Floor 1.00% Maturity 4/11/25, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Senior Term Loan A High Tech Industries Interest Rate 5.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/202023-12-310001372807Debt Securities Portfolio Senior Secured Loans BetaNXT, Inc. Revolver Banking, Finance, Insurance & Real Estate Interest Rate 9.6% Cash Reference Rate and Spread SOFR+4.25% Maturity 7/1/27, Initial Acquisition Date 7/1/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Dentive, LLC First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 12.4% Cash Reference Rate and Spread SOFR+7.00% Floor 0.75% Maturity 12/26/28, Initial Acquisition Date 12/23/222023-12-310001372807us-gaap:EquitySecuritiesMember2023-03-310001372807Controlled Affiliates Flight Lease VII Industry Classification - Aerospace and Defense2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Netwrix Corporation First Lien Term Loan High Tech Industries Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Maturity 6/9/29, Initial Acquisition Date 6/9/222023-01-012023-12-310001372807Equity Securities Portfolio Equities Net Asset Value at Fair Value2024-03-310001372807Joint Venture Portfolio KCAP Freedom 3 LLC Joint Ventures Percentage Ownership 62.8% Initial Acquisition Date 12/11/182024-03-310001372807Debt Securities Portfolio Senior Secured Loans Lifescan Global Corporation First Lien Term Loan A Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/31/26, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807Debt Securities Portfolio Junior Secured Loans Ivanti Software, Inc. Term Loan Second Lien High Tech Industries Interest Rate 12.9% Cash Reference Rate and Spread SOFR+7.25% Floor 0.50% Maturity 12/1/28, Initial Acquisition Date 10/26/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Luminii LLC First Lien Term Loan B Construction & Building Interest Rate 12.7% Cash Reference Rate and Spread SOFR+7.25% Floor 1.00% Maturity 4/11/25, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807Debt Securities Portfolio Junior Secured Loans Redstone Holdco 2 LP Term Loan (Second Lien) High Tech Industries Interest Rate 13.2% Cash Reference Rate and Spread SOFR+7.75% Floor 0.75% Maturity 4/16/29, Initial Acquisition Date 9/28/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans Ivanti Software, Inc. First Lien Term Loan High Tech Industries Interest Rate 9.8% Cash Reference Rate and Spread SOFR+4.25% Floor 0.75% Maturity 12/1/27, Initial Acquisition Date 10/12/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Delayed Draw Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/212024-01-012024-03-310001372807us-gaap:UnsecuredDebtMemberptmn:FourPointEightSevenFiveNotesDue2026Member2023-12-3100013728072022-12-310001372807us-gaap:FairValueInputsLevel3Memberptmn:AccountingStandardUpdate201104Member2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Qualtek LLC Term Loan High Tech Industries Interest Rate 6.2% Cash + 9.0% PIK Reference Rate and Spread SOFR+1.00% Floor 1.00% Maturity 7/14/25, Initial Acquisition Date 7/14/232024-03-310001372807ptmn:AssetManagerAffiliatesMember2024-01-012024-03-310001372807CLO Fund Securities Portfolio JMP Credit Advisors CLO V LTD Subordinated Securities, effective interest 25.3% CLO Fund Securities Maturity 7/17/30 Percentage Ownership 57.2% Initial Acquisition Date 10/22/212023-12-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Class A Media: Broadcasting & Subscription Initial Acquisition Date 9/9/192024-03-310001372807Debt Securities Portfolio Senior Secured Loans Netwrix Corporation First Lien Term Loan High Tech Industries Interest Rate 10.4% Cash Reference Rate and Spread SOFR+5.00% Maturity 6/9/29, Initial Acquisition Date 6/9/222023-12-310001372807Equity Securities Portfolio AAPC Holdings, LLC Preferred Equity Healthcare & Pharmaceuticals Interest Rate 18.0% PIK Initial Acquisition Date 5/18/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Dodge Data & Analytics LLC Term Loan Construction & Building Interest Rate 9.8% Cash Reference Rate and Spread SOFR+4.75% Floor 0.50% Maturity 2/10/29, Initial Acquisition Date 2/10/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Ivanti Software, Inc. First Lien Term Loan High Tech Industries Interest Rate 9.8% Cash Reference Rate and Spread SOFR+4.25% Floor 0.75% Maturity 12/1/27, Initial Acquisition Date 10/12/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Netwrix Corporation Delayed Draw Term Loan - First Lien High Tech Industries Interest Rate 1.0% Cash Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/222023-01-012023-12-310001372807Equity Securities Portfolio ATP Oil & Gas Corporation Limited Term Royalty Interest Energy Oil & Gas Initial Acquisition Date 12/18/192023-01-012023-12-310001372807ptmn:MetalsMiningMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC Delayed Draw Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 10/1/212023-12-310001372807Debt Securities Portfolio Senior Secured Loans Radiology Partners, Inc Term Loan Healthcare & Pharmaceuticals Interest Rate 10.6% Cash Reference Rate and Spread SOFR+5.00% Floor 1.00% Maturity 1/31/29, Initial Acquisition Date 1/26/212024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans VBC Spine Opco LLC Revolver Healthcare & Pharmaceuticals Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 2.00% Maturity 6/14/28, Initial Acquisition Date 6/14/232023-01-012023-12-310001372807ptmn:AdvisoryAgreementMember2024-01-012024-03-310001372807Equity Securities Portfolio Ohene Holdings B.V. Warrants High Tech Industries Business Initial Acquisition Date 3/13/192023-12-310001372807Debt Securities Portfolio Senior Secured Loans HDC/HW Intermediate Holdings, LLC First Lien Term Loan High Tech Industries Maturity 6/21/26, Initial Acquisition Date 10/28/202024-03-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMembersrt:MaximumMemberus-gaap:MeasurementInputPrepaymentRateMemberus-gaap:FairValueInputsLevel3Member2023-12-310001372807us-gaap:EquitySecuritiesMemberus-gaap:IncomeApproachValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:MeasurementInputDiscountRateMembersrt:WeightedAverageMember2024-03-310001372807Total Non-controlled affiliates2023-12-310001372807us-gaap:RevolvingCreditFacilityMember2023-01-012023-03-310001372807Debt Securities Portfolio Senior Secured Loans American Academy Holdings, LLC First Lien Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash + 5.3% PIK Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 1/1/25, Initial Acquisition Date 3/1/222024-01-012024-03-310001372807ptmn:AdministrationAgreementMember2023-01-012023-03-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Delayed Draw Term Loan Finance Interest Rate 11.6% Reference Rate and Spread SOFR+6.25% Floor 0.75% Cash Maturity 8/29/29, Initial Acquisition Date 8/31/222023-01-012023-12-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMembersrt:MaximumMemberus-gaap:MeasurementInputDefaultRateMemberus-gaap:FairValueInputsLevel3Member2024-03-310001372807us-gaap:ValuationTechniqueDiscountedCashFlowMemberptmn:CloFundSecuritiesMemberus-gaap:FairValueInputsLevel3Member2023-12-310001372807Debt Securities Portfolio Junior Secured Loans Ivanti Software, Inc. Term Loan Second Lien High Tech Industries Interest Rate 12.8% Cash Reference Rate and Spread SOFR+7.25% Floor 0.50% Maturity 12/1/28, Initial Acquisition Date 10/26/212024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC First Lien Term Loan Services: Business Interest Rate 12.5% Cash Reference Rate and Spread SOFR+7.00% Floor 1.00% Maturity 2/27/24, Initial Acquisition Date 10/28/202023-12-310001372807Debt Securities Portfolio Senior Secured Loans Pomeroy Technologies, LLC Super Senior Term Loan B High Tech Industries Interest Rate 9.0% PIK Maturity 4/4/26, Initial Acquisition Date 5/29/202023-01-012023-12-310001372807srt:MinimumMember2024-01-012024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassClassA2RNotesMember2024-01-012024-03-310001372807Equity Securities Portfolio Fusion Connect, Inc. Common Telecommunications Initial Acquisition Date 1/14/202023-12-310001372807Debt Securities Portfolio Senior Secured Loans Colonnade Intermediate, LLC Revolver Services: Business Interest Rate 14.5% Cash Reference Rate and Spread PRIME+7.00% Floor 1.00% Maturity 4/27/24, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Anthem Sports & Entertainment Inc. Term Loan Media: Broadcasting & Subscription Interest Rate 3.0% Cash + 12.1% PIK Reference Rate and Spread SOFR+3.00% Floor 1.00% Maturity 11/15/26, Initial Acquisition Date 11/15/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Keg Logistics LLC Term Loan Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 11/23/27, Initial Acquisition Date 11/23/212023-12-310001372807Debt Securities Portfolio Senior Secured Loans Advantage Capital Holdings LLC Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 8.0% Cash + 5.0% PIK Maturity 4/14/27, Initial Acquisition Date 4/14/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Bradshaw International Parent Corp. Term Loan Consumer goods: Durable Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Maturity 10/21/27, Initial Acquisition Date 10/29/212024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Global Integrated Flooring Systems Inc. Revolver Consumer goods: Durable Interest Rate 13.7% Cash Reference Rate and Spread SOFR+8.36% Maturity 5/15/24, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807Debt Securities Portfolio Junior Secured Loans Redstone Holdco 2 LP Term Loan (Second Lien) High Tech Industries Interest Rate 13.2% Cash Reference Rate and Spread SOFR+7.75% Floor 0.75% Maturity 4/16/29, Initial Acquisition Date 9/28/212023-01-012023-12-310001372807Joint Venture Portfolio KCAP Freedom 3 LLC Joint Ventures Percentage Ownership 62.8% Initial Acquisition Date 12/11/182023-12-310001372807Joint Venture Portfolio KCAP Freedom 3 LLC Joint Ventures Percentage Ownership 62.8% Initial Acquisition Date 12/11/182023-01-012023-12-310001372807Equity Securities Portfolio BMP Slappey Investment II Preferred Stock Telecommunications Initial Acquisition Date 6/9/212023-12-310001372807ptmn:DerivativesMember2023-01-012023-12-310001372807ptmn:SeriesAGreatLakesFundingIiLlcMember2023-12-310001372807ptmn:FiscalTwoThousandFifteenMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Tactical Air Support, Inc. Delayed Draw Term Loan Aerospace and Defense Interest Rate 0.8% Cash Floor 1.00% Maturity 12/22/28, Initial Acquisition Date 12/22/232023-01-012023-12-310001372807us-gaap:InvestmentUnaffiliatedIssuerMember2024-01-012024-03-310001372807Put option, Advantage Capital Holdings LLC2024-01-012024-03-310001372807Equity Securities Portfolio Advantage Capital Holdings LLC Class A Membership Units Banking, Finance, Insurance & Real Estate Initial Acquisition Date 4/14/222023-01-012023-12-310001372807us-gaap:CommonStockMember2024-01-012024-03-310001372807us-gaap:DebtSecuritiesMember2023-03-310001372807Debt Securities Portfolio Junior Secured Loans Redstone Holdco 2 LP Term Loan (Second Lien) High Tech Industries Interest Rate 13.2% Cash Reference Rate and Spread SOFR+7.75% Floor 0.75% Maturity 4/16/29, Initial Acquisition Date 9/28/212024-01-012024-03-310001372807us-gaap:InvestmentsMember2024-01-012024-03-310001372807Debt Securities Portfolio Junior Secured Loans Robertshaw US Holding Corp. Initial Term Loan (Second Lien) Capital Equipment Interest Rate 13.5% Cash Reference Rate and Spread SOFR+8.00% Floor 1.00% Maturity 2/28/26, Initial Acquisition Date 2/15/182023-12-310001372807us-gaap:CommonStockMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Netwrix Corporation Delayed Draw Term Loan - First Lien High Tech Industries Interest Rate 1.0% Cash Floor 0.75% Maturity 6/9/29, Initial Acquisition Date 6/9/222024-03-310001372807us-gaap:FairValueMeasuredAtNetAssetValuePerShareMemberptmn:AccountingStandardUpdate201104Member2024-03-310001372807ptmn:JointVentureMember2023-01-012023-03-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrants2 Media: Broadcasting & Subscription Initial Acquisition Date 11/15/212024-01-012024-03-310001372807Equity Securities Portfolio Northeast Metal Works LLC Preferred Stock Metals & Mining Initial Acquisition Date 4/5/232023-01-012023-12-310001372807Investments Net Asset Value at Fair Value2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Revolver Healthcare & Pharmaceuticals Interest Rate 0.5% Cash Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/212024-01-012024-03-3100013728072023-01-012023-03-310001372807Equity Securities Portfolio BMP Slappey Investment II Preferred Stock Telecommunications Initial Acquisition Date 6/9/212023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans AIS Holdco, LLC First Lien Term Loan A Banking, Finance, Insurance & Real Estate Interest Rate 10.3% Cash Reference Rate and Spread SOFR+5.00% Floor Maturity 8/15/25, Initial Acquisition Date 10/28/202024-03-310001372807ptmn:TwoThousandEighteenTwoSecuredNotesClassA1RRNotesMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans MSM Acquisitions, Inc. First Lien Term Loan Services: Business Interest Rate 11.3% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 12/9/26, Initial Acquisition Date 12/31/202024-01-012024-03-310001372807Non-controlled Affiliates Surge Hippodrome Partners LP Industry Classification - Services: Business2023-01-012023-12-310001372807Debt Securities Portfolio Junior Secured Loans Dcert Buyer, Inc. Term Loan (Second Lien) High Tech Industries Interest Rate 12.3% Cash Reference Rate and Spread SOFR+7.00% Maturity 2/16/29, Initial Acquisition Date 3/16/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans AMCP Pet Holdings, Inc. Revolving Loan Beverage, Food and Tobacco Interest Rate 11.7% Cash Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 10/6/26, Initial Acquisition Date 12/9/202024-01-012024-03-310001372807ptmn:SevenPointThreeSevenFivePercentNotesDueTwoThousandNineteenMember2014-01-012014-12-310001372807ptmn:NonControlledAffiliatedInvestmentsMembersrt:MinimumMember2024-03-310001372807Debt Securities Portfolio Junior Secured Loans Phoenix Guarantor Inc. Term Loan Second Lien Healthcare & Pharmaceuticals Interest Rate 14.0% Cash Reference Rate and Spread SOFR+8.50% Floor 1.00% Maturity 3/5/27, Initial Acquisition Date 12/18/192023-01-012023-12-310001372807Derivatives Portfolio HDNet Holdco LLC (Anthem) Derivatives Media: Broadcasting & Subscription Initial Acquisition Date 9/9/192023-12-310001372807ptmn:HighTechIndustriesMember2023-12-310001372807srt:AffiliatedEntityMember2024-03-310001372807Equity Securities Portfolio LB NewHoldCo LLC Common Stock Hotel, Gaming & Leisure Initial Acquisition Date 10/2/232023-12-310001372807ptmn:SeniorUnsecuredBondMember2023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Tactical Air Support, Inc. Delayed Draw Term Loan Aerospace and Defense Interest Rate 0.8% Cash Maturity 12/22/28, Initial Acquisition Date 12/22/232024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans PVHC Holding Corp Term Loan Containers, Packaging and Glass Interest Rate 11.0% Cash + 0.8% PIK Reference Rate and Spread SOFR+5.50% Floor 2.50% Maturity 2/17/27, Initial Acquisition Date 12/23/192024-01-012024-03-310001372807CLO Subordinated Investments Portfolio JMP Credit Advisors CLO IV Ltd. Subordinated Securities, effective interest 22.0% CLO Fund Securities Maturity 7/17/29 Percentage Ownership 57.2% Initial Acquisition Date 10/22/212024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Advantage Capital Holdings LLC Term Loan Banking, Finance, Insurance & Real Estate Interest Rate 8.0% Cash + 5.0% PIK Maturity 4/14/27, Initial Acquisition Date 4/14/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Luminii LLC Revolver Construction & Building Interest Rate 12.7% Cash Reference Rate and Spread SOFR+7.35% Floor 1.00% Maturity 4/11/25, Initial Acquisition Date 10/28/202024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Keg Logistics LLC Term Loan Services: Business Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 11/23/27, Initial Acquisition Date 11/23/212024-03-310001372807Debt Securities Portfolio Junior Secured Loans Project Qualtek LLC Term Loan Second Lien High Tech Industries Reference Rate and Spread SOFR+1.00% Floor 1.00% Maturity 01/14/27, Initial Acquisition Date 07/14/232024-03-310001372807ptmn:RevolverMemberptmn:LuminiiLlcMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans AMCP Pet Holdings, Inc. First Lien Term Loan Beverage, Food and Tobacco Interest Rate 11.7% Cash + 0.8% PIK Reference Rate and Spread SOFR+6.25% Floor 1.00% Maturity 10/6/26, Initial Acquisition Date 12/9/202024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Bradshaw International Parent Corp. Revolver Consumer goods: Durable Interest Rate 0.5% Cash Floor 1.00% Maturity 10/21/26, Initial Acquisition Date 10/29/212023-01-012023-12-310001372807ptmn:ReverseStockSplitMember2021-08-230001372807Equity Securities Portfolio Roscoe Investors, LLC Class A Units Healthcare & Pharmaceuticals Initial Acquisition Date 3/26/142024-03-310001372807ptmn:SixPointOneTwoFiveNotesDue2022Member2024-03-310001372807Equity Securities Portfolio Advantage Capital Holdings LLC Class A Membership Units Banking, Finance, Insurance & Real Estate Initial Acquisition Date 4/14/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans TLE Holdings, LLC Delayed Draw Term Loan Healthcare, Education and Childcare Interest Rate 10.9% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 6/29/26, Initial Acquisition Date 12/23/192024-03-310001372807Debt Securities Portfolio Senior Secured Loans Tactical Air Support, Inc. Term Loan Aerospace and Defense Interest Rate 14.0% Cash Reference Rate and Spread SOFR+8.50% Floor 1.00% Maturity 12/22/28, Initial Acquisition Date 12/22/232024-03-310001372807ptmn:RevolverMemberptmn:BetaNxtIncMember2023-12-310001372807Investments Net Asset Value at Fair Value2023-12-310001372807us-gaap:ValuationTechniqueDiscountedCashFlowMemberptmn:CloFundSecuritiesMemberus-gaap:FairValueInputsLevel3Memberptmn:MeasurementInputRecoveryRateMembersrt:WeightedAverageMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC Revolver Banking, Finance, Insurance & Real Estate Interest Rate 0.5% Cash Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 5/2/222023-12-310001372807Debt Securities Portfolio Senior Secured Loans BetaNXT, Inc. Revolver Banking, Finance, Insurance & Real Estate Interest Rate 9.6% Cash Reference Rate and Spread SOFR+4.25% Maturity 7/1/27, Initial Acquisition Date 7/1/222023-01-012023-12-310001372807ptmn:HotelGamingLeisureMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Global Integrated Flooring Systems Inc. Revolver Consumer Goods: Durable Interest Rate 13.7% Cash Reference Rate and Spread SOFR+8.36% Maturity 5/15/24, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807ptmn:FourPointEightSevenFiveNotesDue2026Memberus-gaap:UnsecuredDebtMember2021-04-300001372807Debt Securities Portfolio Senior Secured Loans MAG DS Corp. First Lien Term Loan Aerospace and Defense Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 4/1/27, Initial Acquisition Date 10/28/202023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Bradshaw International Parent Corp. Term Loan Consumer goods: Durable Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 10/21/27, Initial Acquisition Date 10/29/212023-12-310001372807Equity Securities Portfolio Fusion Connect, Inc. Common Telecommunications Initial Acquisition Date 1/14/202024-03-310001372807Debt Securities Portfolio Senior Secured Loans AIDC IntermediateCo 2, LLC First Lien Term Loan Services: Business Interest Rate 11.8% Cash Reference Rate and Spread SOFR+6.40% Floor 1.00% Maturity 7/22/27, Initial Acquisition Date 9/9/222023-12-310001372807ptmn:HcapAcquisitionMemberus-gaap:CommonStockMember2021-06-090001372807Debt Securities Portfolio Senior Secured Loans PVHC Holding Corp Term Loan Containers, Packaging and Glass Interest Rate 11.0% Cash + 0.8% PIK Reference Rate and Spread SOFR+5.55% Floor 2.50% Maturity 2/17/27, Initial Acquisition Date 12/23/192023-12-310001372807Debt Securities Portfolio Senior Secured Loans C.P. Converters, Inc. Seventh Amendment Acquisition Loan Chemicals, Plastics and Rubber Interest Rate 12.2% Cash + 1.0% PIK Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 9/30/24, Initial Acquisition Date 6/26/202023-12-310001372807Equity Securities Portfolio Everyware Global, Inc. Common Consumer Goods Durable Initial Acquisition Date 10/28/202023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans IDC Infusion Services Term Loan Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 0.50% Maturity 7/7/28, Initial Acquisition Date 7/20/232023-12-310001372807us-gaap:CommonStockMember2022-12-310001372807Non-controlled Affiliates Northeast Metal Works LLC Industry Classification - Metals & Mining2022-12-310001372807Debt Securities Portfolio Senior Secured Loans Cenexel Clinical Research, Inc. Term Loan Healthcare & Pharmaceuticals Interest Rate 11.2% Cash Reference Rate and Spread SOFR+5.75% Floor 1.00% Maturity 11/8/25, Initial Acquisition Date 6/15/222024-01-012024-03-310001372807Equity Securities Portfolio Advantage Capital Holdings LLC Preferred Equity Banking, Finance, Insurance & Real Estate Interest Rate 12.5% PIK Initial Acquisition Date 4/14/222024-01-012024-03-310001372807us-gaap:InvestmentAffiliatedIssuerControlledMember2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Critical Nurse Staffing, LLC Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 10/30/26, Initial Acquisition Date 11/1/212024-01-012024-03-310001372807ptmn:DerivativesMember2023-12-310001372807Equity Securities Portfolio Ohene Holdings B.V. Warrants High Tech Industries Business Initial Acquisition Date 3/13/192023-01-012023-12-310001372807Debt Securities Portfolio Senior Secured Loans Qualtek LLC Term Loan High Tech Industries Interest Rate 6.4% Cash + 9.0% PIK Reference Rate and Spread SOFR+1.00% Floor 1.00% Maturity 7/14/25, Initial Acquisition Date 7/14/232023-01-012023-12-310001372807ptmn:MachineryMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans IDC Infusion Services Term Loan Healthcare & Pharmaceuticals Interest Rate 11.9% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 7/7/28, Initial Acquisition Date 7/20/232024-03-310001372807Equity Securities Portfolio GreenPark Infrastructure, LLC Preferred Equity Energy: Electricity One Initial Acquisition Date 6/10/222024-03-310001372807Debt Securities Portfolio Senior Secured Loans Lucky Bucks, LLC Term Loan Hotel, Gaming & Leisure Interest Rate 13.0% Cash Reference Rate and Spread SOFR+7.65% Floor 1.00% Maturity 10/2/29, Initial Acquisition Date 10/2/232024-03-310001372807Debt Securities Portfolio Senior Secured Loans Appfire Technologies, LLC Term Loan High Tech Industries Interest Rate 11.0% Cash Reference Rate and Spread SOFR+5.50% Floor 1.00% Maturity 3/9/27, Initial Acquisition Date 12/20/212023-01-012023-12-310001372807Equity Securities Portfolio AAPC Holdings, LLC Preferred Equity Healthcare & Pharmaceuticals Interest Rate 18.0% PIK Initial Acquisition Date 5/18/222023-01-012023-12-310001372807Controlled Affiliates GreenPark Infrastructure, LLC Industry Classification - Energy: Electricity2023-12-310001372807Debt Securities Portfolio Senior Secured Loans Radiology Partners, Inc Term Loan Healthcare & Pharmaceuticals Interest Rate 10.6% Cash Reference Rate and Spread SOFR+5.00% Floor 1.00% Maturity 1/31/29, Initial Acquisition Date 1/26/212024-03-310001372807Debt Securities Portfolio Senior Secured Loans TA/WEG Holdings, LLC Revolver Banking, Finance, Insurance & Real Estate Interest Rate 0.5% Cash Floor 1.00% Maturity 10/2/27, Initial Acquisition Date 5/2/222024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Intermedia Holdings, Inc. First Lien Term Loan B High Tech Industries Interest Rate 11.5% Cash Reference Rate and Spread SOFR+6.00% Floor 1.00% Maturity 7/21/25, Initial Acquisition Date 10/28/202023-12-310001372807ptmn:RevolverMemberptmn:AccordionPartnersLlcMember2024-03-310001372807ptmn:ClassATo1RrAndClassATo1TrNotesMember2024-01-012024-03-310001372807Debt Securities Portfolio Senior Secured Loans Accordion Partners LLC Revolver Finance Interest Rate 0.5% Cash Floor 0.75% Maturity 8/31/28, Initial Acquisition Date 8/31/222023-12-310001372807ptmn:RevolverMemberptmn:MoraeGlobalCorporationMember2024-03-310001372807ptmn:AerospaceAndDefenseMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans Lifescan Global Corporation First Lien Term Loan A Healthcare & Pharmaceuticals Interest Rate 12.0% Cash Reference Rate and Spread SOFR+6.50% Floor 1.00% Maturity 12/31/26, Initial Acquisition Date 10/28/202023-12-310001372807ptmn:CloFundSecuritiesMemberus-gaap:ValuationTechniqueDiscountedCashFlowMembersrt:MaximumMemberus-gaap:FairValueInputsLevel3Memberus-gaap:MeasurementInputDiscountRateMember2024-03-310001372807Equity Securities Portfolio FP WRCA Coinvestment Fund VII, Ltd Class A Shares Capital Equipment Initial Acquisition Date 2/2/072023-01-012023-12-310001372807ptmn:MeasurementInputAverageEbitdaMultipleMemberptmn:EnterpriseValueValuationTechniqueMemberus-gaap:FairValueInputsLevel3Memberus-gaap:DerivativeMember2023-12-310001372807Controlled Affiliates GreenPark Infrastructure, LLC Industry Classification - Energy: Electricity One2022-12-310001372807ptmn:FiscalTwoThousandFourteenMember2024-03-310001372807Debt Securities Portfolio Senior Secured Loans South Street Securities Holdings, Inc Senior Notes Banking, Finance, Insurance & Real Estate Interest Rate 9.0% Cash Maturity 9/20/27, Initial Acquisition Date 9/20/222023-12-310001372807Equity Securities Portfolio Anthem Sports & Entertainment Inc. Warrant Class B Media: Broadcasting & Subscription Initial Acquisition Date 9/9/192024-01-012024-03-310001372807us-gaap:SeniorLoansMember2023-12-310001372807ptmn:GarsAcquisitionMember2020-10-282020-10-280001372807Debt Securities Portfolio Junior Secured Loans American Academy Holdings, LLC Term Loan Second Lien Healthcare & Pharmaceuticals Interest Rate 14.5% PIK Maturity 3/1/28, Initial Acquisition Date 3/1/222024-01-012024-03-31xbrli:pureiso4217:USDxbrli:sharesptmn:NumberOfSharesxbrli:sharesptmn:DebtInvestmentptmn:CoverageTestiso4217:USDptmn:InvesteeCompanyptmn:Member